In re Disciplinary Action Against Lundeen
2012 Minn. LEXIS 79
Minn.2012Background
- Director filed a petition for disciplinary action against Lundeen on May 16, 2011 alleging multiple counts including misappropriation of client funds and failure to cooperate; Lundeen failed to answer.
- A supplementary petition (May 31, 2011) added two counts; no answer filed; the court deemed admitted the allegations after a summary relief order dated June 30, 2011.
- A second supplementary petition (November 3, 2011) added four more counts; no answer filed; a petition for temporary suspension followed (November 14, 2011) and admitted allegations led to temporary suspension on December 1, 2011.
- Lundeen was admitted to practice in Minnesota in 1997 and had prior admonishments in 2001 and 2010 for related misconduct, including failure to handle client matters diligently and for a law-related debt.
- The Director seeks disbarment; the admitted facts describe eight misconduct matters across multiple clients, including misappropriation of funds, neglect, false statements, and noncooperation.
- The court disbarred Lundeen, ordering notice per RLPR Rule 26 and costs of $900.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Lundeen’s misappropriation and related misconduct warrant disbarment? | Lundeen misappropriated client funds and engaged in dishonesty, warranting disbarment. | Lundeen did not contest the admissions; no separate argument presented due to deemed admissions. | Yes; misappropriation with other misconduct supports disbarment. |
| Does Lundeen’s noncooperation justify discipline beyond admission of counts? | Lundeen failed to respond to investigations and notices, worsening severity. | No responsive defense due to lack of filing; mitigating arguments not raised. | Yes; noncooperation is an aggravating factor supporting disbarment. |
| Is disbarment the appropriate discipline given aggravating factors and prior discipline? | Cumulative serious misconduct and prior discipline justify disbarment. | Not applicable; no mitigating circumstances were raised due to nonresponse. | Disbarment is appropriate. |
Key Cases Cited
- In re Grzybek, 567 N.W.2d 259 (Minn.1997) (disbarment considerations; misappropriation plus other misconduct)
- In re Wentzel, 711 N.W.2d 516 (Minn.2006) (misappropriation with other misconduct)
- In re Day, 710 N.W.2d 789 (Minn.2006) (sanctions for multiple misconduct including misappropriation and neglect)
- In re Swokowski, 796 N.W.2d 317 (Minn.2011) (disbarment for misappropriation and neglect with disciplinary noncooperation)
- In re Grzybek, 567 N.W.2d 259 (Minn.1997) (listed again for aggravating factors and sanction framework)
- In re Ulanowski, 800 N.W.2d 785 (Minn.2011) (dishonesty and integrity issues supporting severe discipline)
- In re Overboe, 745 N.W.2d 852 (Minn.2008) (prior misconduct as aggravating factor in disbarment decision)
