In re Disciplinary Action Against O'Brien
809 N.W.2d 463
Minn.2012Background
- O'Brien represented D.M. in two matters: an appeal of a harassment restraining order and an appeal of a conciliation court judgment.
- He failed to file a merits brief in the first matter, leading to dismissal, and did not inform D.M. of the dismissal.
- In the conciliation matter, O'Brien did not conduct any requested discovery, despite assurances to D.M..
- D.M. repeatedly sought the return of his client files; O'Brien delivered only a partial set and failed to document delivery attempts.
- The Director investigated, requested a response, and charged misconduct; O'Brien failed to timely respond to notices and orders, and his answer was struck.
- The referee deemed the petition admitted, found serious misconduct, and recommended indefinite suspension with a minimum of 90 days.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did O'Brien's neglect and poor communication amount to professional misconduct? | O'Brien violated multiple rules while neglecting matters and failing to inform. | O'Brien did not submit a brief or argument; no contrary position presented to challenge findings. | Yes; misconduct established under multiple rules. |
| Was failure to cooperate with the disciplinary investigation misconduct? | O'Brien's noncooperation undermined disciplinary process and violated Rule 25 RLPR and 8.1(b). | No direct argument presented due to lack of brief from O'Brien. | Yes; constitutes misconduct and supports aggravation. |
| Is indefinite suspension with a minimum of 90 days an appropriate sanction? | Discipline should reflect serious neglect and noncooperation, with suspension. | No reply; no counter-arguments offered. | Yes; appropriate sanction given nature and aggravation. |
Key Cases Cited
- In re Albrecht, 779 N.W.2d 530 ( Minn. 2010) (indefinite suspension for significant misconduct)
- In re Garcia, 792 N.W.2d 434 ( Minn. 2010) (upholds referee findings when no brief challenges are filed)
- In re Campbell, 603 N.W.2d 128 ( Minn. 1999) (neglect and noncooperation can warrant indefinite suspension)
- In re Crandall, 699 N.W.2d 769 ( Minn. 2005) (indefinite suspension for neglect and lack of cooperation)
- In re Ek, 643 N.W.2d 611 ( Minn. 2002) (indefinite suspension for neglect and failure to communicate)
- In re Redburn, 746 N.W.2d 330 ( Minn. 2008) (neglect harms public confidence)
- In re Letourneau, 792 N.W.2d 444 ( Minn. 2011) (noncooperation undermines integrity of disciplinary system)
- In re Cutting, 671 N.W.2d 173 ( Minn. 2003) (neglect constitutes serious misconduct warranting suspension)
- In re Frickson, 653 N.W.2d 184 ( Minn. 2002) (noncooperation with discipline investigation serious)
- In re Keate, 488 N.W.2d 229 ( Minn. 1992) (public confidence harmed by neglect)
