In re Disciplinary Action Against Coleman
793 N.W.2d 296
Minn.2011Background
- Coleman was charged with multiple violations of the Minnesota Rules of Professional Conduct and faced discipline.
- The Director filed a petition for discipline alleging failure to act with diligence, communicate with clients, conflicts of interest, improper termination of representation, and conduct prejudicial to justice.
- Two client matters, S.A. and M.M., underpin the alleged misconduct and were presented at a referee hearing.
- The referee found violations including conflicts of interest in S.A./E.M. representation, failure to inform S.A. of a court order, and deficient withdrawal from M.M.
- Coleman had a long disciplinary history, with prior admonitions, a 2004 public reprimand and probation, and a 2007 probation stipulation.
- After a hearing, the referee recommended a six-month suspension and two years of supervised probation; the Supreme Court adopted the discipline with some modifications.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Amendment of petition proper? | Director asserts referee correctly allowed amendment. | Coleman contends amendment without panel chair approval violated RLPR Rule 10(e). | Amendment not an abuse of discretion; minimal significance and no prejudice to Coleman. |
| Validity of service on Coleman? | Director properly served; Coleman had actual notice. | Service at residence was improper because defendant did not reside there. | Service substantially complied; denial of motion to dismiss reversed. |
| Quash subpoenas and admit deposition? | Need for testimony outweighs hardship. | Subpoena would impose undue hardship and testimony was duplicative. | Referee did not abuse discretion; deposition properly admitted. |
| Conflict of interest in S.A./E.M. matter? | Conflict anticipated; dual representation inherently risky. | Consent obtained from both clients after separate counsel; waivers valid. | There existed a material and directly adverse conflict; Rule 1.7 violated. |
| Termination of representation in M.M. matter? | Coleman violated notice and court procedures governing withdrawal. | Oral withdrawal may suffice. | Violations of Rule 1.16, 1.16(c), and 3.4 established; improper termination prejudiced client. |
Key Cases Cited
- In re Varriano, 755 N.W.2d 282 (Minn. 2008) (clear-and-convincing standard for attorney discipline; high probability needed)
- In re Houge, 764 N.W.2d 328 (Minn. 2009) (discipline standards and factors for misconduct)
- In re Gillard, 271 N.W.2d 785 (Minn. 1978) (clear standard for misconduct review)
