269 A.3d 242
Me.2022Background:
- Child born 2010; father was awarded sole parental rights and primary residence; mother had only supervised contact.
- March 2018 welfare check: child reported father dragged him and locked him in a room; father charged (later pled to disorderly conduct); safety plan placed child with maternal grandparents and Department involvement followed.
- Father asked Department to take custody after more behavioral incidents; DHHS obtained custody May 15, 2018; agreed jeopardy order entered Aug 16, 2018 (father: threat of physical/emotional harm and deprivation of needed medical care).
- DHHS petitioned to terminate both parents’ rights Dec 4, 2019; five-day consolidated termination hearing occurred in 2021; after the hearing the court requested proposed findings only from DHHS and denied father’s request to submit proposed findings.
- Trial court terminated both parents’ rights (June 14, 2021), finding unfitness (inability/unwillingness to protect or take responsibility in a time to meet child’s needs) and that termination served the child’s best interest; father appealed raising due process and ineffective-assistance claims.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Court allowed only DHHS to submit proposed findings — Due Process | Father: denying him the chance to submit proposed findings (or closing) violated due process and risked biased decision | DHHS: father had full notice, five-day hearing, ability to present evidence; any error was harmless and court exercised independent judgment | Court: procedural error (should have allowed equal submissions) but no prejudice shown; termination affirmed |
| Trial court language shifted burden of proof | Father: some language in order impermissibly shifted burden to him | DHHS: overall decision shows burden remained on DHHS to prove unfitness by clear and convincing evidence | Court: claim unpersuasive; burden properly remained on DHHS |
| Ineffective assistance re: agreed jeopardy order and counsel’s failure to timely challenge it | Father: first counsel failed to delete adverse agreed findings in jeopardy order; subsequent counsel failed to timely raise ineffective-assistance claims, prejudicing termination | DHHS: any error was untimely and not prejudicial because termination rested on extensive trial testimony and events after the jeopardy order | Court: no prejudice under Strickland; ineffective-assistance claim fails |
Key Cases Cited
- Santosky v. Kramer, 455 U.S. 745 (U.S. 1982) (parental-rights termination requires heightened procedural protections)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two‑part ineffective assistance standard: deficiency and prejudice)
- In re Alexander D., 716 A.2d 222 (Me. 1998) (due process balancing factors for proceedings affecting parental rights)
- In re C.P., 132 A.3d 174 (Me. 2016) (procedural due process in termination proceedings)
- In re Radience K., 208 A.3d 380 (Me. 2019) (timing and resolution of ineffective‑assistance claims at jeopardy and termination stages)
- In re Marpheen C., 812 A.2d 972 (Me. 2002) (court should not adopt a party’s proposed findings verbatim; must exercise independent judgment)
- In re Child of James R., 182 A.3d 1252 (Me. 2018) (due process components required in termination cases)
