391 P.3d 735
Mont.2017Background
- C.K., diagnosed with schizoaffective disorder (bipolar type), stopped participating in PACT and discontinued medication; family sought evaluation after escalating agitated/aggressive behavior.
- At the ER, police and hospital staff observed aggressive, threatening conduct (including requests about a gun, lunging, spitting, and threatening gestures); C.K. was transferred to a therapeutic group home (Hays‑Morris).
- Examining professional Kim Waples prepared a written evaluation summarizing her observations and third‑party reports (father, Sgt. Wilson, ER doctor, and Hays‑Morris records) and testified at the commitment hearing.
- At hearing, Waples relied on her observations, the attached report, and Hays‑Morris records; over defense hearsay objection she repeated third‑party statements as bases for her opinion recommending involuntary commitment to Montana State Hospital under § 53‑21‑127, MCA.
- The district court committed C.K. for 90 days; on appeal C.K. argued the court erred by admitting and considering inadmissible hearsay in Waples’s testimony.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether expert testimony that references or repeats out‑of‑court statements relied on by the expert is an improper admission of hearsay | C.K.: Waples impermissibly repeated hearsay and the court improperly considered it as substantive proof | State: Rule 703 allows experts to rely on and reference otherwise inadmissible information to explain the basis of their opinions; limitation under Rule 403 protects against prejudice | Court: Admission was proper under Rule 703 for the limited purpose of explaining the expert’s opinion and not as substantive proof; no abuse of discretion |
| Whether Rule 703 permits repeating the substance of out‑of‑court statements before the factfinder | C.K.: Perdue and Bailey prohibit an expert from repeating substance of inadmissible statements to the jury | State: Expert may reference such material if foundational requirements met and purpose is to show basis for opinion | Court: Clarifies Perdue and Bailey: experts may rely on and, with limitations, reference underlying hearsay under Rule 703, subject to Rule 403 restrictions |
Key Cases Cited
- In re Mental Health of L.K.-S., 247 P.3d 1100 (Mont. 2011) (standard of review for involuntary commitment findings)
- Perdue v. Gagnon Farms, Inc., 65 P.3d 570 (Mont. 2003) (expert reliance on third‑party statements treated as improper when offered as substantive proof)
- Weber v. BNSF Ry. Co., 261 P.3d 984 (Mont. 2011) (Rule 703 admission may be excluded under Rule 403 for foundational or prejudicial concerns)
- In re J.M., 704 P.2d 1037 (Mont. 1985) (examining professional may base opinion on hearsay in commitment proceedings under Rule 703)
- State v. Bailey, 87 P.3d 1032 (Mont. 2004) (expert may rely on inadmissible evidence but should not disclose substance in a prejudicial manner)
