509 B.R. 577
Bankr. S.D. Ohio2014Background
- Chapter 13 bankruptcy case of debtor Frank M. Byers III; creditor/former spouse Patricia A. Byers filed a motion seeking recusal of the assigned bankruptcy judge, C. Kathryn Preston.
- Byers alleged the judge had a conflict from prior employment with The Huntington National Bank and displayed personal bias against her.
- The case was near conclusion: discharge entered and related closing steps largely completed; many of Byers’ motions were filed after discharge.
- Byers relied on 28 U.S.C. § 144 and § 455; the court explained § 144 does not apply to bankruptcy judges and addressed § 455.
- The judge denied factual assertions that she worked in Huntington’s commercial lending department, had any relationship with Byers or the debtor, or handled loans involving them.
- The court concluded alleged connections were remote or unsupported and that adverse rulings and courtroom remarks do not meet the high standard for recusal.
Issues
| Issue | Byers' Argument | Judge/Respondent's Argument | Held |
|---|---|---|---|
| Whether recusal is required under 28 U.S.C. § 144 | § 144 requires recusal because of alleged judge bias and Huntington ties | § 144 applies only to district judges, not bankruptcy judges | Denied — § 144 inapplicable to bankruptcy judges |
| Whether prior employment with Huntington requires recusal under § 455(b)(2) | Judge previously represented Huntington interests and thus is disqualified because related parties have interests in Huntington | Judge’s Huntington role did not involve representing the parties in controversy; Huntington is not a party to the bankruptcy matters | Denied — § 455(b)(2) not implicated; no representation of parties in controversy |
| Whether judge’s impartiality might reasonably be questioned under § 455(a) (Extrajudicial-source bias) | Prior employment and alleged ties to debtor/HBI create an appearance of bias | No extrajudicial relationship with debtor; any connections are remote; judge had no interest in HBI since 2005 | Denied — objective standard not met; no extrajudicial-source bias |
| Whether judicial conduct/rulings show pervasive bias making recusal necessary (Pervasive-bias/Liteky) | Adverse rulings, sanctions, and alleged disrespect show bias and make fair adjudication impossible | Judicial rulings, sanctions for discovery violations, and courtroom comments do not establish deep-seated favoritism or antagonism; Liteky sets a high bar | Denied — rulings and remarks insufficient; no deep-seated bias preventing fair judgment |
Key Cases Cited
- In re Nat’l Union Fire Ins. Co., 839 F.2d 1226 (7th Cir. 1988) (judges should not recuse needlessly to avoid judge-shopping)
- Ginger v. Cohn, 255 F.2d 99 (6th Cir. 1958) (historical treatment of bankruptcy referees and inapplicability of § 144)
- Barna v. Haas (In re Haas), 292 B.R. 167 (Bankr. S.D. Ohio 2003) (§ 144 does not apply to bankruptcy judges; § 455 governs)
- Browning v. Foltz, 837 F.2d 276 (6th Cir. 1988) (recusal standard is objective; focus on appearance of bias)
- Youn v. Track, Inc., 324 F.3d 409 (6th Cir. 2003) (extrajudicial-source requirement for § 455(a))
- Liteky v. United States, 510 U.S. 540 (1994) (judicial rulings and ordinary courtroom remarks ordinarily do not establish disqualifying bias)
- United States v. Sammons, 918 F.2d 592 (6th Cir. 1990) (judge need not recuse based on a party’s subjective view)
