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886 F.3d 1171
Fed. Cir.
2018
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Background

  • Appellants (Brandt; assignee Firestone) filed U.S. Patent Application No. 13/652,858 claiming a covered roof with a coverboard of polyurethane/polyisocyanurate having density >2.5 and <6 lb/ft3; independent claims 1 and 3 remained.
  • Examiner rejected claims as obvious under 35 U.S.C. § 103 over Griffin (disclosing a coverboard density of 6–25 lb/ft3) in view of Lynn (disclosing polymeric foam densities of 0.5–10 lb/ft3, preferably 1–5).
  • Examiner found Griffin’s 6 lb/ft3 lower bound and the claimed “less than 6 lb/ft3” were virtually indistinguishable given manufacturing tolerances and Griffin’s disclosure that fillers can vary density.
  • The Patent Trial and Appeal Board (Board) affirmed the examiner, finding a prima facie case of obviousness because the ranges abut and are “virtually negligible,” and that appellants failed to rebut with evidence of unexpected results or teaching away.
  • Appellants appealed, arguing (1) the Board improperly treated abutting but non-overlapping ranges as prima facie obvious and (2) Griffin teaches away from a coverboard density below 6 lb/ft3; the Federal Circuit reviewed factual findings for substantial evidence and legal conclusions de novo.

Issues

Issue Plaintiff's Argument (Brandt) Defendant's Argument (Board/Examiner) Held
Whether a prima facie case of obviousness can be founded on a prior-art range that abuts but does not overlap the claimed range (6 vs. <6 lb/ft3). Abutting, non-overlapping ranges cannot establish prima facie obviousness; Patel requires overlap or explicit teaching that endpoints are approximate. The ranges are virtually indistinguishable given manufacturing tolerances and Griffin’s disclosure of density variation; a prima facie case may be found where ranges are sufficiently close. Affirmed: prima facie case proper here; substantial evidence supports finding the difference is negligible.
Whether Griffin teaches away from using a coverboard with density <6 lb/ft3. Griffin implies coverboard should be denser than insulation (which it discloses as <6), so it discourages coverboards <6 lb/ft3. Griffin actually suggests denser coverboards protect less-dense insulation but does not criticize or discourage a slightly lower-density coverboard; no evidence of criticality. Affirmed: no teaching away; appellants offered no evidence showing a meaningful property change at 6.00 vs. 5.99 lb/ft3.

Key Cases Cited

  • Haynes Int’l, Inc. v. Jessop Steel Co., 8 F.3d 1573 (Fed. Cir. 1993) (minor differences in numeric ranges can support prima facie obviousness)
  • Titanium Metals Corp. of Am. v. Banner, 778 F.2d 775 (Fed. Cir. 1985) (close ranges may be presumed to have same properties for obviousness)
  • In re Peterson, 315 F.3d 1325 (Fed. Cir. 2003) (prima facie obviousness where claimed and prior-art ranges are close enough to expect same properties)
  • Graham v. John Deere Co., 383 U.S. 1 (1966) (framework for obviousness analysis)
  • In re Oetiker, 977 F.2d 1443 (Fed. Cir. 1992) (prima facie burden-shifting framework in examination)
  • In re Mouttet, 686 F.3d 1322 (Fed. Cir. 2012) (review standards and role of objective indicia in obviousness)
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Case Details

Case Name: In Re: Brandt
Court Name: Court of Appeals for the Federal Circuit
Date Published: Mar 27, 2018
Citations: 886 F.3d 1171; 2016-2601
Docket Number: 2016-2601
Court Abbreviation: Fed. Cir.
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    In Re: Brandt, 886 F.3d 1171