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In re Arata
150 So. 3d 302
La.
2014
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Background

  • In April 2012 William H. Arata (attorney) was arrested for possession of opiates; evaluation diagnosed opioid dependence and cocaine abuse.
  • Arata entered and completed inpatient treatment and a 90-day program, then signed a five-year Lawyers Assistance Program (LAP) agreement.
  • ODC filed formal disciplinary charges alleging violations of Rules 8.4(a) and 8.4(b) for criminal conduct reflecting adversely on fitness as a lawyer.
  • Hearing committee found violations, noted no client harm, and recommended a three-year suspension fully deferred contingent on LAP compliance and conditions.
  • Disciplinary Board recommended a three-year suspension, fully deferred, with a new five-year LAP agreement and a concurrent five-year probationary period.
  • The Supreme Court independently reviewed the record, agreed respondent’s misconduct was tied to opioid dependence, credited substantial rehabilitation, and adopted the board’s recommendation: three-year suspension fully deferred conditioned on a new five-year LAP agreement and five-year probation.

Issues

Issue Plaintiff's Argument (ODC) Defendant's Argument (Arata) Held
Did Arata violate the Rules of Professional Conduct (8.4(a), 8.4(b)) by possessing and using controlled substances? Arata’s criminal conduct and admissions violate 8.4(a) and 8.4(b). Admitted arrests/use but argued he is not a present threat and has sought treatment; substance abuse explains misconduct. Held: Violations proved by admissions; rules breached.
Was interim suspension required after arrest? ODC sought immediate interim suspension as a threat to public. Arata denied being a present threat and pointed to ongoing treatment/LAP. Held previously (on separate motion): interim suspension denied; instead ordered strict adherence to LAP and monitoring.
What is the appropriate baseline sanction? Suspension is baseline given criminal conduct affecting fitness. Requested mitigation based on successful treatment and LAP participation. Held: Baseline is suspension, but mitigated by rehabilitation and dependency.
Should suspension be made executory or deferred given chemical dependency and rehabilitation? While misconduct serious, ODC accepted board’s recommendation for deferred suspension with probation and LAP. Arata’s sustained sobriety, treatment completion, LAP compliance justify leniency. Held: Three-year suspension fully deferred; conditioned on a new five-year LAP agreement and five-year probation; violations may make suspension executory.

Key Cases Cited

  • In re: Banks, 18 So.3d 57 (La. 2009) (court conducts independent review of disciplinary record).
  • In re: Caulfield, 683 So.2d 714 (La. 1996) (manifest error standard applies to committee factual findings).
  • In re: Pardue, 633 So.2d 150 (La. 1994) (same principle on committee findings).
  • Louisiana State Bar Ass’n v. Reis, 513 So.2d 1173 (La. 1987) (purposes of disciplinary proceedings).
  • Louisiana State Bar Ass’n v. Whittington, 459 So.2d 520 (La. 1984) (sanction depends on facts and aggravating/mitigating factors).
  • In re: Longenecker, 538 So.2d 156 (La. 1988) (chemical dependency as mitigating factor warranting leniency when causal link shown).
  • In re: Williams, 52 So.3d 864 (La. 2011) (three-year suspension with partial deferment where addiction contributed and treatment sought).
  • In re: Steinhardt, 883 So.2d 404 (La. 2004) (suspension with deferment following recovery and LAP participation for drug-related misconduct).
  • In re: Doyle, 978 So.2d 904 (La. 2008) (downward deviation from disbarment based on successful recovery from addiction).
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Case Details

Case Name: In re Arata
Court Name: Supreme Court of Louisiana
Date Published: Oct 31, 2014
Citation: 150 So. 3d 302
Docket Number: No. 2014-B-1695
Court Abbreviation: La.