In re Arata
150 So. 3d 302
La.2014Background
- In April 2012 William H. Arata (attorney) was arrested for possession of opiates; evaluation diagnosed opioid dependence and cocaine abuse.
- Arata entered and completed inpatient treatment and a 90-day program, then signed a five-year Lawyers Assistance Program (LAP) agreement.
- ODC filed formal disciplinary charges alleging violations of Rules 8.4(a) and 8.4(b) for criminal conduct reflecting adversely on fitness as a lawyer.
- Hearing committee found violations, noted no client harm, and recommended a three-year suspension fully deferred contingent on LAP compliance and conditions.
- Disciplinary Board recommended a three-year suspension, fully deferred, with a new five-year LAP agreement and a concurrent five-year probationary period.
- The Supreme Court independently reviewed the record, agreed respondent’s misconduct was tied to opioid dependence, credited substantial rehabilitation, and adopted the board’s recommendation: three-year suspension fully deferred conditioned on a new five-year LAP agreement and five-year probation.
Issues
| Issue | Plaintiff's Argument (ODC) | Defendant's Argument (Arata) | Held |
|---|---|---|---|
| Did Arata violate the Rules of Professional Conduct (8.4(a), 8.4(b)) by possessing and using controlled substances? | Arata’s criminal conduct and admissions violate 8.4(a) and 8.4(b). | Admitted arrests/use but argued he is not a present threat and has sought treatment; substance abuse explains misconduct. | Held: Violations proved by admissions; rules breached. |
| Was interim suspension required after arrest? | ODC sought immediate interim suspension as a threat to public. | Arata denied being a present threat and pointed to ongoing treatment/LAP. | Held previously (on separate motion): interim suspension denied; instead ordered strict adherence to LAP and monitoring. |
| What is the appropriate baseline sanction? | Suspension is baseline given criminal conduct affecting fitness. | Requested mitigation based on successful treatment and LAP participation. | Held: Baseline is suspension, but mitigated by rehabilitation and dependency. |
| Should suspension be made executory or deferred given chemical dependency and rehabilitation? | While misconduct serious, ODC accepted board’s recommendation for deferred suspension with probation and LAP. | Arata’s sustained sobriety, treatment completion, LAP compliance justify leniency. | Held: Three-year suspension fully deferred; conditioned on a new five-year LAP agreement and five-year probation; violations may make suspension executory. |
Key Cases Cited
- In re: Banks, 18 So.3d 57 (La. 2009) (court conducts independent review of disciplinary record).
- In re: Caulfield, 683 So.2d 714 (La. 1996) (manifest error standard applies to committee factual findings).
- In re: Pardue, 633 So.2d 150 (La. 1994) (same principle on committee findings).
- Louisiana State Bar Ass’n v. Reis, 513 So.2d 1173 (La. 1987) (purposes of disciplinary proceedings).
- Louisiana State Bar Ass’n v. Whittington, 459 So.2d 520 (La. 1984) (sanction depends on facts and aggravating/mitigating factors).
- In re: Longenecker, 538 So.2d 156 (La. 1988) (chemical dependency as mitigating factor warranting leniency when causal link shown).
- In re: Williams, 52 So.3d 864 (La. 2011) (three-year suspension with partial deferment where addiction contributed and treatment sought).
- In re: Steinhardt, 883 So.2d 404 (La. 2004) (suspension with deferment following recovery and LAP participation for drug-related misconduct).
- In re: Doyle, 978 So.2d 904 (La. 2008) (downward deviation from disbarment based on successful recovery from addiction).
