in Re: Amy E. Davis
05-15-00888-CV
| Tex. App. | Jul 22, 2015Background
- Plaintiff Ann Caldwell Rupe (as trustee) sued several defendants (including Ritchie and Rupe Investment Corp.) in a minority shareholder action tried to a jury in 2007; final judgment entered in 2008 and the case has been on appeal since.
- While litigation was pending, the trial court (Judge Carlos Cortez) entered a sanctions order against Relator Amy E. Davis on May 22, 2008, imposing a $15,000 monetary sanction and 10 hours of extra ethics training.
- Relator appealed the sanctions order; the appellate court affirmed (with a notable dissent). The parties later agreed they no longer believed Davis acted with intent to deceive.
- On May 12, 2012, Plaintiff and Defendants filed a Joint Motion to Vacate the Sanctions Order and withdrew the Third Motion for Sanctions with prejudice.
- Because the underlying case remains on appeal (and the trial court lacks plenary power), the trial court has been unable to rule on the Joint Motion to Vacate; the relator seeks a mandamus directing the trial court to consider and rule on that motion (or alternatively asks this Court to grant the motion).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Relator has a justiciable interest in the trial court's consideration of the Joint Motion to Vacate | Rupe: The parties jointly moved to vacate; vacatur benefits the parties and addresses alleged misconduct | Davis: She has a direct interest because the sanctions affect her and she seeks relief | Court may find relator has a justiciable interest supporting mandamus relief |
| Whether relator lacked a reasonable opportunity to demand the trial court act given lack of plenary power | Rupe: Parties sought vacatur but did not oppose mandamus; joint motion shows mutual intent | Davis: Because the court has been without plenary power throughout the appeals, she had no opportunity to demand action | Court recognizes lack of plenary power can excuse pre-mandamus demand; mandamus relief appropriate to compel ruling |
Key Cases Cited
- Terrazas v. Ramirez, 829 S.W.2d 712 (Tex. 1991) (mandamus available to relator with a justiciable interest and explains demand/refusal requirement)
- Kenseth v. Dallas County, 126 S.W.3d 584 (Tex. App.—Dallas 2004) (actions by a trial court taken without plenary power are void)
- Hunt v. Bass, 664 S.W.2d 323 (Tex. 1984) (mandamus available to relator with a justiciable interest)
- Ex parte Johns, 807 S.W.2d 768 (Tex. App.—Dallas 1991) (distinguishing civil and criminal contempt and available penalties)
- Ex parte Knable, 818 S.W.2d 811 (Tex. Crim. App. 1991) (court must afford notice and opportunity to be heard before punishing contempt)
