In re Aliyah M.
144 A.3d 50
| Me. | 2016Background
- Child (Aliyah M.) subject of nearly three years of DHHS intervention for chronic domestic violence in the household, including incidents causing serious injury and exposing the child to harm.
- DHHS filed a petition in May 2015 to terminate the mother’s parental rights; a three-day termination hearing occurred in September 2015.
- The District Court terminated the mother’s rights in October 2015, finding by clear and convincing evidence that she had not made necessary changes in a reasonable time and that termination served the child’s best interests (22 M.R.S. § 4055(1)(B)(2)).
- Mother appealed; trial counsel moved to withdraw and appellate counsel concluded there were no arguable issues but secured time for the mother to file a pro se supplemental brief.
- In her supplemental brief the mother challenged the sufficiency of the evidence and, for the first time on appeal, alleged ineffective assistance of trial counsel but did not file a signed, sworn affidavit supporting that claim.
- The Supreme Judicial Court affirmed, holding the evidence supported termination and the mother failed both to comply with procedural affidavit requirements for an ineffectiveness claim and to make a prima facie showing of prejudice from counsel’s performance.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Sufficiency of evidence for termination | Mother: evidence insufficient to prove parental unfitness or best interests | DHHS: record shows chronic domestic violence, inconsistent mental-health participation, risky relationships, and child’s need for stability | Affirmed — clear and convincing evidence supports termination |
| Procedural requirement for raising ineffective-assistance claim on direct appeal | Mother: raised ineffectiveness in supplemental brief | DHHS: mother failed to file required signed, sworn affidavit specifying basis | Affirmed — claim denied for failure to file affidavit |
| Proper vehicle for ineffectiveness claims requiring extrinsic evidence | Mother: sought to rely on facts outside record | DHHS: such claims require a Rule 60(b)(6) motion with affidavits | Affirmed — extrinsic claims must be presented under Rule 60(b)(6) with affidavits |
| Prima facie showing of ineffective assistance based on record | Mother: counsel failed to stress or present certain evidence, causing prejudice | DHHS: counsel was actively engaged; alleged omissions were minor or reflected evidence already before the court and would not change outcome | Affirmed — even assuming proper presentation, mother did not make a prima facie showing of deficient performance causing prejudice |
Key Cases Cited
- In re M.C., 104 A.3d 139 (Me. 2014) (procedural guidance for appointed appellate counsel and counsel’s statement when no arguable issues exist)
- In re M.P., 126 A.3d 718 (Me. 2015) (requirements for raising ineffective-assistance claims in parental-termination cases, including affidavit and standards for prima facie showing)
- In re G.T., 130 A.3d 389 (Me. 2016) (affirming standards for proving grounds for termination and best-interest determination)
- Bell ex rel. Bell v. Dawson, 82 A.3d 827 (Me. 2013) (discussing prima facie standards and when factual issues require trial-court resolution)
