In Re: Adoption of: A.D.M., A Minor
156 A.3d 1159
| Pa. | 2017Background
- Mother (J.L.P.) had children adjudicated dependent; a court-appointed guardian ad litem (GAL) who was an attorney represented the children in dependency proceedings pursuant to 42 Pa.C.S. § 6311.
- CYS filed involuntary termination of parental rights (TPR) petitions after repeated incarcerations and supervision violations by Mother; two TPR hearings occurred and the trial court ultimately terminated Mother's parental rights in the second proceeding.
- Mother moved for appointment of independent counsel for the children under 23 Pa.C.S. § 2313(a), arguing the GAL (though an attorney) could have positions adverse to the children’s expressed wishes.
- The trial court denied the motion, relying on precedent (In re K.M.) and treating the GAL-attorney as sufficient; the Superior Court affirmed in part; the matter reached the Pennsylvania Supreme Court.
- The Pennsylvania Supreme Court held § 2313(a) unambiguously mandates appointment of counsel in contested involuntary TPRs and that a dependency GAL should not serve as the child’s statutory TPR counsel because the roles (child-directed legal advocacy vs. best-interests advocacy) are distinct.
- The Court deemed the failure to appoint separate counsel a structural error and remanded for a new TPR proceeding after appointment of counsel; it overruled the portion of In re K.M. to the extent inconsistent.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether 23 Pa.C.S. § 2313(a) requires appointment of counsel for children in contested involuntary TPR proceedings | Mother: § 2313(a) uses mandatory "shall" — it requires appointment of counsel who represents the child's legal (client-directed) interests | CYS/GAL: GAL-attorney can adequately advocate; statute permits counsel or GAL in other proceedings and dependency GALs already represent legal interests | Held: § 2313(a) is unambiguous; it mandates appointment of counsel in contested involuntary TPR proceedings |
| Whether an attorney serving as dependency GAL may serve as the child’s § 2313(a) counsel in TPR proceedings | Mother: dependency GAL often advances best interests and may conflict with child’s wishes; independent counsel is required | GAL/CYS: continuity and efficiency favor the same GAL-attorney serving both roles absent conflict | Held: A dependency GAL should not serve as the child’s TPR counsel because the GAL role (best interests) differs from statutorily mandated counsel (child-directed legal advocacy); dual service risks role confusion and conflicts |
| Whether failure to appoint counsel in a contested involuntary TPR is subject to harmless-error review | GAL/CYS: any error was harmless | Mother / Juvenile Law Center: denial of counsel is structural error analogous to criminal right to counsel | Held: Denial of mandatory counsel is a structural error not subject to harmless-error analysis; remand for new TPR with appointed counsel required |
| Precedential effect of In re K.M. (Pa. Super. 2012) | Mother: K.M. wrongly allowed attorney-GAL to substitute for counsel under § 2313(a) | GAL/CYS: K.M. supports treating attorney-GAL as sufficient | Held: K.M. is overruled to the extent it conflicts with this Court’s holding that separate counsel is required in contested involuntary TPRs |
Key Cases Cited
- Gilbert v. Synagro Cent., LLC, 131 A.3d 1 (Pa. 2015) (standards of statutory interpretation)
- Mohamed v. Commonwealth Dep’t of Transp., 40 A.3d 1186 (Pa. 2012) (resort to statutory text when unambiguous)
- Chanceford Aviation Props. v. Chanceford Twp. Bd. of Supervisors, 923 A.2d 1099 (Pa. 2007) (interpretation of mandatory "shall")
- In re K.M., 53 A.3d 781 (Pa. Super. 2012) (Superior Court held attorney-GAL could satisfy § 2313(a); overruled insofar as inconsistent)
- In re Adoption of Hess, 562 A.2d 1375 (Pa. Super. 1989) (purpose of § 2313 is active advocacy for child)
- Commonwealth v. Baroni, 827 A.2d 419 (Pa. 2003) (structural error framework)
- Commonwealth v. Martin, 5 A.3d 177 (Pa. 2010) (denial of counsel as structural error)
