878 S.E.2d 744
W. Va.2022Background
- A.G.-1 (born June 2018) was removed after DHHR filed a Feb. 2020 abuse-and-neglect petition against the mother and her boyfriend; the petition also named A.G.-2 as “Putative Father” and an “Unknown Father” as to alleged abandonment.
- A.G.-2 appeared by phone at a preliminary hearing, requested paternity testing, and retained counsel; he missed some paternity appointments and some hearings; counsel for A.G.-2 remained involved.
- An August 2020 adjudication against the mother and boyfriend set a September 2020 return for disposition and a “status hearing on paternity testing for [A.G.-2],” not explicitly as an adjudicatory hearing for him.
- At the September 2020 hearing (when A.G.-2 did not appear), the court discussed abandonment of the “Unknown Father,” and the written order adjudicated the Unknown Father for abandonment; the bench also made statements suggesting abandonment by whoever the father was.
- Paternity testing in Dec. 2020 proved A.G.-2 was the biological father; the circuit court later terminated A.G.-2’s parental rights (June 29, 2021).
- The Supreme Court of Appeals vacated the adjudicatory and dispositional orders and remanded, holding A.G.-2 was not given notice that the September 2020 hearing would adjudicate him and thus was denied an adjudicatory hearing and due process.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether A.G.-2 received constitutionally adequate notice of an adjudicatory hearing | A.G.-2: Sept. 2020 hearing was a status/paternity hearing, not an adjudicatory hearing for him; he had no notice to present a defense | DHHR/Circuit: A.G.-2 failed to participate and to submit to testing; the Unknown Father adjudication applies to him | Held: No — court lacked proof A.G.-2 had notice the Sept. hearing would adjudicate him; vacated and remanded for a proper adjudicatory hearing |
| Whether the court could conflate ‘Putative Father’ (A.G.-2) with ‘Unknown Father’ at adjudication | A.G.-2: Conflation deprived him of a distinct adjudicatory process while paternity was unresolved | DHHR/Circuit: The facts supporting abandonment applied to the biological father and should apply to A.G.-2 | Held: Court erred to conflate parties; separate status and counsel for each required until paternity was established |
| Whether disposition and termination could proceed without a prior §49-4-601 adjudication | A.G.-2: Disposition terminated rights without first adjudicating abuse/neglect as to him | DHHR/Circuit: Argued adjudication of Unknown Father sufficed; relied on record facts | Held: Disposition cannot lawfully proceed to termination absent a §49-4-601 adjudication of that parent; dispositional order vacated |
| Sufficiency of the evidence of abandonment | A.G.-2: No clear and convincing evidence supported abandonment | DHHR/Circuit: Evidence showed failure to assume parental responsibilities | Held: Court declined to address on merits because lack of notice was dispositive; remand required for proper adjudication |
Key Cases Cited
- In re Tiffany Marie S., 196 W. Va. 223, 470 S.E.2d 177 (1996) (standard of review for bench findings in abuse-and-neglect cases)
- In re Willis, 157 W. Va. 225, 207 S.E.2d 129 (1973) (parental custody is a fundamental right; notice and meaningful hearing required before termination)
- State v. T.C., 172 W. Va. 47, 303 S.E.2d 685 (1983) (abuse-or-neglect finding is prerequisite to state intervention)
- In re A.P.-1, 241 W. Va. 688, 827 S.E.2d 830 (2019) (two-stage process: adjudication under §49-4-601 then disposition under §49-4-604)
- In re T.S., 241 W. Va. 559, 827 S.E.2d 29 (2019) (statutory and constitutional due-process protections for parental rights)
- In re S.C., 245 W. Va. 677, 865 S.E.2d 79 (2021) (reciting procedural protections and appellate standard in abuse-and-neglect matters)
- In re Emily G., 224 W. Va. 390, 686 S.E.2d 41 (2009) (vacatur and remand required when requisite procedural steps are not followed)
