2020 COA 3
Colo. Ct. App.2020Background
- Juvenile proceedings: El Paso County sought dependency/neglect findings as to two children; the court adjudicated dependency/neglect and later a GAL moved to terminate father J.F.’s parental rights; the juvenile court granted termination and father appealed.
- Appellate record dispute: Father designated 32 hearing transcripts; when the record was transmitted several transcripts (initially six, later three, then two) were missing and father moved to supplement under C.A.R. 10(f)(2).
- Appellate court action: The court required father to show the missing portions were “material” in his opening brief; later a judge ordered the juvenile court to attempt supplementation, and the juvenile court’s transcriptionist affidavit stated no recordings existed for the missing hearing dates.
- Father’s procedural/due-process claim: Father argued the lack of those transcripts denied him due process and effective appellate assistance and sought remand for completion of the record.
- Merits of termination: The juvenile court found father failed to comply with his court-ordered treatment plan, was unfit, and that no less drastic alternative (e.g., allocation of parental responsibilities or permanent placement short of termination) would meet the children’s needs; the record included caseworker and therapist testimony supporting termination and continued placement with maternal aunt and uncle.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Scope of "material" in C.A.R. 10(f)(2) | "Material" should include all documents/transcripts related to the appealed proceeding (broad definition). | Appellate rules and precedent contemplate a narrower, issue-specific materiality; not every item is automatically material. | Court rejects broad definition; materiality is narrower and tied to specific appellate review needs. |
| Whether missing transcripts warranted supplementation/remand | Missing transcripts were necessarily material and required remand to complete record. | Father did not show the missing transcripts were material or that remand was needed; appellate court may limit record to material parts. | Father failed to demonstrate materiality; remand to complete record denied. |
| Due process / ineffective assistance from briefing order and missing record | Ordering father to brief materiality without transcripts and filing without them denied due process and effective counsel. | Record (case file and full termination-hearing transcript) was sufficiently complete; father had notice, counsel, hearing, and no showing of prejudice. | No due-process or ineffective-assistance violation shown; briefing order and record sufficed. |
| Whether juvenile court erred in rejecting less drastic alternatives | Allocation to aunt/uncle or other permanent placement was a viable less-drastic alternative. | Father failed to comply with treatment plan, had barriers (incarceration, protection order), provided no evidence of fitness or plan; placement with aunt/uncle best met children’s needs. | Court finds termination supported by clear-and-convincing evidence and no less-drastic alternative existed; judgment affirmed. |
Key Cases Cited
- Knoll v. Allstate Fire & Cas. Ins., 216 P.3d 615 (Colo. App. 2009) (standards for relief based on incomplete record/new trial and C.A.R. 10 procedures)
- Bergerco, U.S.A. v. Shipping Corp. of India, Ltd., 896 F.2d 1210 (9th Cir. 1990) (federal analog on record completeness and appellate review)
- M.L.B. v. S.L.J., 519 U.S. 102 (1996) (due process requires a record sufficiently complete for meaningful appellate review)
- Santosky v. Kramer, 455 U.S. 745 (1982) (parental rights require fundamentally fair procedures)
- People v. Rodriguez, 914 P.2d 230 (Colo. 1996) (criminal-appellate precedent on proving specific prejudice from incomplete record)
- People in Interest of B.C., 122 P.3d 1067 (Colo. App. 2005) (statutory elements for termination of parental rights)
- People in Interest of M.M., 726 P.2d 1108 (Colo. 1986) (requirement that courts consider and eliminate less drastic alternatives)
