Hyacinth Rasmussen v. Kilolo Kijakazi
21-35468
| 9th Cir. | Jun 24, 2022Background
- Hyacinth Rasmussen applied for disability-insurance benefits and SSI; the ALJ denied benefits at step five after consulting a vocational expert (VE).
- The ALJ found Rasmussen’s RFC limited her to "simple, routine, repetitive one- to three-step tasks" with occasional superficial public/coworker contact.
- The VE testified Rasmussen could perform several jobs in the national economy, including Document Preparer (DOT Reasoning Level 3).
- Rasmussen argued an "apparent conflict" existed between her RFC and the DOT Reasoning Level 3 requirement for Document Preparer, and that the ALJ failed to resolve the conflict as required.
- Rasmussen also sought to submit rebuttal evidence challenging the VE’s job-number estimates; the agency declined to consider that evidence.
- The Ninth Circuit majority vacated and remanded: it found the ALJ erred by not reconciling the apparent RFC–DOT conflict and the agency’s refusal to consider rebuttal evidence was not harmless given the potentially low job numbers; Judge Christen partially dissented on the apparent-conflict finding.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether an apparent conflict existed between Rasmussen’s RFC (simple, routine, repetitive one- to three-step tasks) and the DOT Reasoning Level 3 for Document Preparer | RFC limits Rasmussen to simple/low-complexity tasks, which conflicts with Level 3 Reasoning; ALJ had to identify and reconcile the conflict | RFC allowing up to three-step tasks accommodates Level 3 Reasoning; no obvious or apparent conflict requiring reconciliation | Majority: There was an apparent conflict and the ALJ erred by not reconciling it; Christen, J., dissented on this point. |
| Whether the agency improperly refused to consider Rasmussen’s rebuttal evidence attacking the VE’s job-number estimates and whether any error was harmless | Rasmussen preserved the job-number issue by asking the VE for data/sources and submitted evidence showing substantially different job numbers from the VE’s source | Commissioner relied on VE testimony and argued any error was harmless because sufficient jobs remained | Court: Agency’s refusal to consider rebuttal evidence was legal error and not harmless because excluding Document Preparer plus Rasmussen’s numbers could leave too few national jobs, warranting remand. |
Key Cases Cited
- Zavalin v. Colvin, 778 F.3d 842 (9th Cir. 2015) (ALJ must reconcile apparent conflicts between a VE’s testimony and the DOT)
- Rounds v. Comm’r Soc. Sec. Admin., 807 F.3d 996 (9th Cir. 2015) (one- to two-step RFC contrasted with higher DOT reasoning level creates an apparent conflict)
- Shaibi v. Berryhill, 883 F.3d 1102 (9th Cir. 2018) (claimant may present rebuttal evidence about VE job numbers to the appeals council if preserved)
- Gutierrez v. Comm’r of Soc. Sec., 740 F.3d 519 (9th Cir. 2014) (discussion of what constitutes a "significant number" of jobs; 25,000 was a close call)
- Ford v. Saul, 950 F.3d 1141 (9th Cir. 2020) (standard of review: legal error or lack of substantial evidence)
- Tommasetti v. Astrue, 533 F.3d 1035 (9th Cir. 2008) (substantial-evidence standard)
- Lamear v. Berryhill, 865 F.3d 1201 (9th Cir. 2017) (ALJ may rely on VE and DOT at step five)
- Brewes v. Comm’r of Soc. Sec. Admin., 682 F.3d 1157 (9th Cir. 2012) (appeals-council review may consider new evidence that relates to the period on or before the ALJ decision)
