Hupp v. Solera Oak Valley Greens Assn.
E065766
| Cal. Ct. App. | Jun 23, 2017Background
- Plaintiff Aristea Hupp (in propria persona) sued Solera Oak Valley Greens Association after a federal suit by Aristea and her son Paul was dismissed; Paul had been declared a vexatious litigant by a 2014 Riverside County order.
- Aristea filed a First Amended Complaint (FAC) in state court that named only Aristea in the caption but contained numerous allegations and claims benefiting or referring to Paul.
- Solera specially appeared, served notice under Code Civ. Proc. § 391.7(c) that Paul was a declared vexatious litigant, and after 10 days filed an ex parte application to dismiss the FAC.
- The trial court granted the ex parte application and entered judgment of dismissal; Aristea moved for reconsideration but judgment already had been entered.
- On appeal Aristea argued the ex parte dismissal deprived her of due process (insufficient notice/opportunity to be heard) and that Solera waived the vexatious-litigant defense; she also argued she could bring claims on Paul’s behalf under the Davis‑Stirling Act.
- The Court of Appeal affirmed dismissal as to all claims brought by or benefitting Paul (because he was a declared vexatious litigant) and reversed dismissal as to claims solely personal to Aristea, directing the trial court to strike allegations and claims relating to Paul.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did ex parte dismissal under § 391.7(c) violate Aristea’s due process right to notice and a meaningful hearing? | Aristea: she did not receive adequate notice of the ex parte application or copies of papers and was entitled to 16 court days under § 1005(b). | Solera: § 391.7(c) authorizes automatic dismissal on short notice when a declared vexatious litigant’s filings are involved; shorter procedure is permissible. | Court: § 391.7(c) procedures can short-circuit § 1005(b) for claims presented by a declared vexatious litigant; dismissal was proper as to Paul’s claims but not for Aristea’s personal claims because she was not declared vexatious. |
| Did Solera waive/forfeit the vexatious‑litigant defense by not raising it in its first responsive pleadings? | Aristea: Solera failed to raise the issue earlier, so it waived it. | Solera: no waiver; § 391.7(c) allows any party to file notice when the clerk mistakenly files litigation by a vexatious litigant and no timing requirement exists. | Court: no waiver; special appearance and later § 391.7(c) notice were proper; no forfeiture. |
| Can Paul’s vexatious status be imputed to dismiss claims filed nominally by Aristea? | Aristea: she can assert claims on Paul’s behalf (Davis‑Stirling) and her complaint should not be dismissed in full. | Solera: FAC effectively presents Paul’s claims and is an attempt to evade the prefiling order, so § 391.7(c) dismissal of the FAC is proper. | Court: claims by or benefitting Paul must be dismissed under § 391.7(c); but claims solely personal to non‑vexatious Aristea cannot be dismissed under § 391.7(c) absent a separate vexatious finding or other proper procedure. |
| May the court treat a non‑vexatious plaintiff as a puppet and dismiss her claims ex parte under § 391.7(c)? | Aristea: N/A (she argued due process and standing for Paul’s claims). | Solera: urged broad application to prevent circumvention. | Court: rejected broad imputation. Court recognized inherent power to dismiss sham suits but held that § 391.7(c) dismissal is limited to litigation "presented by" a declared vexatious litigant; non‑vexatious plaintiff’s personal claims require normal notice/hearing or a separate vexatious‑litigant determination. |
Key Cases Cited
- Forrest v. Department of Corporations, 150 Cal.App.4th 183 (discusses standard of review and § 391.7(c) mechanics)
- Bravo v. Ismaj, 99 Cal.App.4th 211 (upholds constitutionality and purpose of vexatious‑litigant statutes)
- In re Bittaker, 55 Cal.App.4th 1004 (background on intent of vexatious‑litigant statutes)
- In re Shieh, 17 Cal.App.4th 1154 (prefiling order extended where plaintiff drafted frivolous pleadings even when represented)
- Say & Say, Inc. v. Ebershoff, 20 Cal.App.4th 1759 (piercing corporate fiction to apply vexatious‑litigant law)
- In re Kinney, 201 Cal.App.4th 951 (vexatious litigant using proxy plaintiff; court limited filings by both)
- Flores v. Georgeson, 191 Cal.App.4th 881 (distinguishes inherent power to dismiss sham suits from ministerial § 391.7(c) dismissal)
- Andre v. General Dynamics, 43 Cal.App.3d 839 (notice required when dismissal rests in court's discretion)
- Harris v. Board of Education, 152 Cal.App.2d 677 (same: plaintiff entitled to notice and opportunity to be heard)
