Humphrey v. Williams
295 Ga. 536
Ga.2014Background
- Williams was convicted in 2002 of child molestation and related offenses stemming from alleged 2000 acts with his stepdaughter and her friend; Florida records suggested a 1993 incident involving Jessica, which could be probative of Williams's pattern and motive.
- Grantham, Williams’s trial counsel, failed to obtain Florida court records pertinent to the 1993 alleged incident.
- Florida records were later admitted at a 2008 habeas hearing, showing prior findings that undermined Jessica’s 1993 claims.
- Habeas court set aside Williams’s convictions in 2012 on ineffective assistance grounds, holding Grantham’s investigation deficient and that Florida records would have precluded or impeached similar-transaction evidence.
- State appealed, arguing the Florida records were never admitted in habeas proceedings and that no prejudice occurred; the Georgia Supreme Court affirmed the habeas order.
- Court allowed retrial if the State chose to retry, having found significant prejudice from trial counsel’s deficient performance.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Grantham’s failure to obtain Florida records was deficient performance. | Williams (habeas) contends records would have changed trial. | Warden argues no admissible Florida records and no prejudice. | Yes; deficient performance established. |
| Whether Florida records admitted at habeas hearing would have barred similar-transaction testimony. | Records would preclude or impeach Jessica’s 1993 testimony. | Collateral estoppel could apply only with acquittal; no acquittal here. | Records would have precluded/adversely affected similar-transaction evidence. |
| Whether prejudice flowed from the similar-transaction testimony despite other evidence of guilt. | Prejudice from unreliable similar-transaction testimony affected outcome. | Evidence of guilt was overwhelming beyond the similar act. | There is reasonable probability the result would be different with proper impeachment/exclusion. |
| Whether collateral estoppel or related doctrines foreclose use of similar-transaction evidence. | Moore collateral estoppel would preclude admission. | No prior acquittal; dual sovereignty precedent applies. | Collateral estoppel not binding; Florida records still prejudiced trial. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (establishes standard for ineffective assistance of counsel)
- Rompilla v. Beard, 545 U.S. 374 (U.S. 2005) (deficient investigation of readily available court file)
- Moore v. State, 254 Ga. 674 (Ga. 1985) (collateral estoppel excludes similar transaction evidence upon acquittal findings)
- Dowling v. United States, 493 U.S. 342 (U.S. 1990) (dual sovereign doctrine; collateral estoppel does not bar later prosecution by another sovereign)
- Heath v. Alabama, 474 U.S. 82 (U.S. 1985) (dual sovereignty; successive prosecutions not barred by double jeopardy)
- Head v. Taylor, 273 Ga. 69 (Ga. 2000) (readily available jail records as part of defense investigation)
- Salcedo v. State, 258 Ga. 870 (Ga. 1989) (application of collateral estoppel to prior Florida-related evidence)
