48 F.4th 656
6th Cir.2022Background
- Mayfield-Mayfield, Inc. makes the S.A.F.E.Clip, a patented aftermarket football-helmet add-on that purports to reduce impact forces; marketed since testing between 2016–2018.
- NOCSAE is a nonprofit that publishes voluntary helmet safety standards; certified helmets may bear a NOCSAE logo under license agreements with helmet manufacturers (Riddell, Schutt/Kranos, Xenith).
- NOCSAE issued press releases in 2013 and 2018 stating that attaching an add-on creates a new, untested helmet model; 2013 said either helmet or add-on makers could seek recertification, while 2018 limited recertification to helmet manufacturers.
- Mayfield alleged those policies, together with helmet manufacturers’ market position, enabled exclusionary conduct: manufacturers could void certifications or warranties to block add-ons, violating Sherman Act §1, Michigan antitrust law, and tortiously interfering with business expectancies.
- The district court dismissed Mayfield’s First Amended Complaint under Rule 12(b)(6); the Sixth Circuit reviewed de novo and affirmed dismissal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Mayfield plausibly alleged an explicit agreement in violation of §1 (Count I) | NOCSAE licensing agreements plus the 2013/2018 press releases amended those agreements to give helmet makers unilateral power to void certifications, amounting to an agreement to exclude add-ons | Press releases were unilateral NOCSAE statements, not contract modifications or evidence of assent/collusion by helmet makers | Dismissed — allegations do not plausibly show an explicit agreement to restrain trade |
| Whether Mayfield plausibly alleged a conspiracy via parallel conduct / group boycott (Count II) | Parallel conduct (refusing certification/sales, public statements) plus nine "plus factors" show concerted action to exclude add-ons | Conduct is explained by legitimate safety, warranty, and brand-protection interests; market concentration alone and offered facts are speculative | Dismissed — parallel conduct plus asserted "plus factors" are insufficiently pled and speculative |
| Whether Mayfield alleged tortious interference (Counts III–VI) | Threats to void warranties or decertify helmets caused potential customers to decline buying S.A.F.E.Clip, harming expected business relationships | Mayfield lacked a reasonable, near-term business expectancy; defendants acted for legitimate safety and reputational reasons, not wrongful malice | Dismissed — no plausible reasonable expectancy and no wrongful or malicious interference shown |
Key Cases Cited
- Bell Atl. Corp. v. Twombly, 550 U.S. 544 (U.S. 2007) (pleading requires allegations plausibly suggesting agreement, not mere consistency)
- Ashcroft v. Iqbal, 556 U.S. 662 (U.S. 2009) (legal conclusions not entitled to assumption of truth; plausibility standard)
- Watson Carpet & Floor Covering, Inc. v. Mohawk Indus., Inc., 648 F.3d 452 (6th Cir. 2011) (standards for pleading an agreement and circumstantial evidence)
- In re Travel Agent Comm’n Antitrust Litig., 583 F.3d 896 (6th Cir. 2009) (use of "plus factors" to infer conspiracy from parallel conduct)
- Total Benefits Plan Agency, Inc. v. Anthem Blue Cross & Blue Shield, 552 F.3d 430 (6th Cir. 2008) (elements to plead a rule-of-reason antitrust claim)
- NW Wholesale Stationers, Inc. v. Pacific Stationery & Printing Co., 472 U.S. 284 (U.S. 1985) (legitimate rulemaking and enforcement may be lawful even if it limits some competition)
- Monsanto Co. v. Spray Rite Serv. Corp., 465 U.S. 752 (U.S. 1984) (simply alleging market structure or oligopoly is insufficient to plead a conspiracy)
