Hines v. City of Albany
862 F.3d 215
2d Cir.2017Background
- In 2006 Albany police arrested Constance Hines’s son; Constance and her daughter Marshay were handcuffed and Constance’s SUV was impounded for 15 months. Plaintiffs sued under 42 U.S.C. § 1983 claiming unlawful seizure and retention.
- The district court granted partial summary judgment to the plaintiffs on the unlawful seizure/retention claims; the Second Circuit affirmed. The parties later settled for $10,000.
- Plaintiffs sought § 1988 attorneys’ fees and costs; the district court awarded reduced fees ($132,217.75) and costs.
- Defendants appealed the fee award and plaintiffs cross‑appealed; the Second Circuit affirmed in a summary order and stated, “Each side is to bear its own costs with respect to these appeals.”
- Plaintiffs then moved in the district court for fees incurred defending against the defendants’ appeal and pursuing the cross‑appeal (~$13,642.50). The district court denied that motion, interpreting the Second Circuit’s “each side bear its own costs” statement (under Fed. R. App. P. 39) as foreclosing § 1988 fee awards for appellate work.
- The Second Circuit vacated and remanded, holding that Rule 39 costs do not include § 1988 attorneys’ fees and directing the district court to determine a reasonable award for appellate fee work; plaintiffs are also entitled to fees for this appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 39 "costs" includes attorneys’ fees recoverable under § 1988 | Rule 39’s denial of costs did not bar a separate § 1988 award for appellate attorneys’ fees | The panel’s statement that each side bear its own costs meant no attorneys’ fees could be awarded on appeal | Held: Rule 39 costs do not include § 1988 attorneys’ fees; the district court’s interpretation was incorrect |
| Whether plaintiffs can recover fees for defending a fee award on appeal | § 1988’s purpose (private enforcement) and precedent permit reasonable fees for preparing/defending fee applications, including appellate defense | Fees for defending a fee award do not further § 1988’s policy and only benefit plaintiffs’ counsel | Held: Plaintiffs may recover reasonable fees defending their fee award on appeal under § 1988 |
| Whether plaintiffs were the "prevailing party" on the prior appeal for purposes of appellate fee recovery | Plaintiffs prevailed on the merits and successfully defended the district court’s favorable ruling on appeal | The summary affirmance left the district court’s decision unaltered and did not effect a material change in legal relationship (Buckhannon) | Held: Plaintiffs were prevailing parties on the merits and entitled to appellate fee recovery; Buckhannon does not bar such awards here |
Key Cases Cited
- Roadway Express, Inc. v. Piper, 447 U.S. 752 (explains § 1920 costs and that attorney’s fees are generally not included)
- Marek v. Chesny, 473 U.S. 1 (permits attorneys’ fees under a fee‑shifting statute to be awarded under a rule that does not define "costs")
- Adsani v. Miller, 139 F.3d 67 (2d Cir.) (interpreting interplay between appellate rules and substantive fee statutes)
- Hensley v. Eckerhart, 461 U.S. 424 (explains congressional purpose of § 1988 and fee award principles)
- Buckhannon Bd. & Care Home, Inc. v. W. Va. Dep’t of Health & Human Res., 532 U.S. 598 (defines "prevailing party" in certain contexts)
- Weyant v. Okst, 198 F.3d 311 (2d Cir.) (authorizes recovery for time spent defending fee awards on appeal)
