347 Conn. 317
Conn.2023Background
- High Watch Recovery Center (plaintiff), a licensed nonprofit substance-abuse facility in Kent, opposed Birch Hill’s certificate-of-need (CON) application to open another treatment facility in Kent.
- OHCA deemed Birch Hill’s application complete, published a notice of a public hearing, and told the applicant that a mandatory hearing would be held if a statutorily sufficient written request was received under § 19a-639a(e); the notice also cited § 19a-639a(f)(2) (agency may hold hearings).
- High Watch filed a written petition to intervene, requesting full procedural rights including presenting evidence, calling witnesses, and cross-examining—OHCA granted intervenor status and the hearing officer stated the hearing would be conducted as a contested case.
- After hearings and a recommended denial, Birch Hill and the Department entered an agreed settlement approving the CON; High Watch appealed to Superior Court claiming agency abused its discretion.
- Trial court dismissed for lack of subject-matter jurisdiction (no final decision in a contested case); Appellate Court affirmed, finding the hearing discretionary and High Watch’s petition insufficient to trigger § 19a-639a(e).
- The Connecticut Supreme Court reversed: it held High Watch’s written petition satisfied § 19a-639a(e) (and the plaintiff met the numerosity requirement), so the Department’s approval was a final decision in a contested case and the Superior Court had jurisdiction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was the OHCA proceeding a "contested case" (so its final order is appealable)? | Hearing was mandatory under § 19a-639a(e) because High Watch submitted a timely written request; therefore the proceeding was a contested case. | The hearing was discretionary under § 19a-639a(f)(2); a gratuitously held hearing does not create contested-case status, so no appeal lies. | Reversed Appellate Court: proceeding was a contested case because High Watch made a sufficient written request and met numerosity; final order was appealable. |
| Did High Watch’s petition to intervene qualify as the statutorily required "written request" under § 19a-639a(e), and did it need to expressly state it represented an entity with 5+ people? | The petition’s request to present evidence, call witnesses, and cross-examine is inherently a request for a hearing; statute does not require particular form or talismanic language. | Petition was insufficient because it did not expressly request a hearing or state the plaintiff was an entity with five or more people satisfying § 19a-639a(e). | Petition was sufficient: statutory text imposes no formality; OHCA knew High Watch was a licensed facility meeting the 5+ persons requirement; therefore the petition triggered § 19a-639a(e). |
Key Cases Cited
- Summit Hydropower Partnership v. Commissioner of Environmental Protection, 226 Conn. 792 (Conn. 1993) (contested-case status limited to statutorily mandated hearings)
- Ferguson Mechanical Co. v. Dept. of Public Works, 282 Conn. 764 (Conn. 2007) (three-part test for contested-case status)
- Peters v. Dept. of Social Services, 273 Conn. 434 (Conn. 2005) (examine statutory scheme to determine whether agency must decide legal rights)
- Marchesi v. Board of Selectmen, 328 Conn. 615 (Conn. 2018) (rejects hypertechnical, form-over-substance constructions)
- Cannata v. Dept. of Environmental Protection, 239 Conn. 124 (Conn. 1996) (agency may treat a communication as a petition when it substantively requests relief)
