969 F.3d 1113
10th Cir.2020Background
- Hickey, a USPS letter carrier, was removed from employment after pushing a coworker (removal notice Oct. 20, 2017; removal effective Dec. 5, 2017).
- Six days after removal notice she filed a union grievance; the grievance proceeded to arbitration and was denied on May 3, 2018.
- Hickey first contacted an EEO counselor on March 29, 2018 (more than 45 days after the effective removal date) and later filed an EEO complaint, which the agency dismissed as an improper collateral attack on the grievance; the EEOC affirmed.
- Hickey sued under the Rehabilitation Act; the magistrate judge granted summary judgment for the USPS, concluding she failed to timely exhaust administrative remedies.
- On appeal Hickey argued the USPS should be estopped from raising untimeliness because the EEO counselor failed to advise her of (a) the correct appeal options (she could not appeal the arbitration to the EEOC), and (b) her ability to pursue an EEO complaint simultaneously with a union grievance or seek an extension of time.
- The Tenth Circuit affirmed: Hickey’s late EEO contact was not excused, the counselor had no obligation to advise her of a non-existent right to appeal the arbitration to the EEOC, and she failed to show entitlement to or prejudice warranting equitable estoppel or an extension.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Hickey timely exhausted administrative remedies by contacting an EEO counselor within 45 days | Hickey acknowledged untimeliness but argued equitable relief should apply due to EEO counselor conduct | USPS: regulatory 45-day contact rule required; failure is an affirmative defense | Held: Hickey failed to initiate timely contact; summary judgment for USPS affirmed |
| Whether the government is estopped from raising untimeliness because the EEO counselor failed to tell Hickey she could appeal the arbitration to the EEOC | Hickey: counselor misadvised her (or failed to advise) about appeal options, causing prejudice | USPS: employees of agencies not covered by 5 U.S.C. § 7121(d) (like USPS) may not appeal arbitration results to the EEOC; no misadvice possible | Held: No estoppel — no right to appeal arbitration to EEOC existed, so counselor had no duty to advise it |
| Whether the government is estopped because the counselor failed to advise Hickey she could pursue an EEO complaint simultaneously with the union grievance and thereby seek a timeliness waiver | Hickey: counselor should have told her she could pursue both processes so she would request an extension or preserve arguments | USPS: guidance does not clearly impose such a duty; Hickey was warned of timeliness issues and did not submit reasons for an extension | Held: No estoppel — counselor warned Hickey of timeliness; Hickey did not present grounds for extension or show reliance-caused prejudice |
| Whether the agency should have sua sponte extended the 45-day limit under 29 C.F.R. § 1614.105(a)(2) | Hickey: agency should have extended time or considered extension given her circumstances | USPS: no evidence Hickey met the regulatory criteria for extension (lack of notice, inability to know action occurred, circumstances beyond control, or other sufficient reasons) | Held: No extension warranted; Hickey did not show entitlement or agency abuse of discretion |
Key Cases Cited
- Green v. Brennan, 136 S. Ct. 1769 (recognizing 45-day counselor-contact requirement under 29 C.F.R. § 1614.105(a)(1))
- Fort Bend Cty. v. Davis, 139 S. Ct. 1843 (Title VII charge-filing requirement is a mandatory processing rule, not jurisdictional)
- Richardson v. Frank, 975 F.2d 1433 (10th Cir. 1991) (equitable estoppel may apply where USPS misled employee about EEO rights)
- Sizova v. Nat’l Inst. of Standards & Tech., 282 F.3d 1320 (10th Cir. 2002) (agency or EEOC must extend time when regulation’s conditions are met; discretion for other reasons)
- Barnes v. United States, 776 F.3d 1134 (10th Cir. 2015) (elements of equitable estoppel against the government require reliance causing injury)
- RadLAX Gateway Hotel, LLC v. Amalgamated Bank, 566 U.S. 639 (2012) (canon that specific governs the general in statutory/regulatory interpretation)
