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492 Mass. 51
Mass.
2023
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Background

  • In June 2022 ten proponents submitted an initiative to the Attorney General proposing limits on individual contributions to independent-expenditure PACs ("Super PACs").
  • The Attorney General declined certification in September 2022, concluding the proposal conflicted with free speech protections under the Massachusetts Declaration of Rights as informed by federal First Amendment precedent.
  • Proponents filed suit in October 2022 challenging the denial; the Attorney General offered a stipulated order (per Abdow practice) to permit collecting additional signatures during appeal, but proponents refused.
  • Article 48 sets a tightly interlocked timeline keyed to the "assembling of the General Court": initial filing with the Attorney General by the first Wednesday in August, filing with the Secretary in September, a December deadline for the remainder of signatures, and later deadlines for ballot placement.
  • The proponents did not submit the required additional signatures by the December 2022 deadline; the SJC held the appeals moot and declined to reach the constitutional merits (state and federal) or to exercise discretionary review.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether filing with the Attorney General fixes the "assembling of the General Court" and the interconnected Article 48 timeline (i.e., can proponents delay the process to the next year) Proponents: filing by the August deadline allows them to choose which assembling to target later, permitting delay to the next year (and time for appeals). Attorney General: the Article 48 deadlines form a continuous, time-delimited process; filing in the August before a given assembling ties the petition to the immediately following session. Held: AG's interpretation correct. Article 48 creates a continuous process; proponents cannot stop/start to shift to the next assembling.
Whether the appeals are moot because proponents failed to file required signatures by December 2022 Proponents: their timely AG filing preserved their position and they intended to gather signatures in the next year. Attorney General: proponents failed the December filing requirement and declined the stipulated order allowing signature gathering during appeal, making the case moot. Held: Moot. Proponents did not submit the required signatures by the December deadline, so the court dismissed the appeals.
Whether the court should reach the constitutional merits (free speech challenges, including federal First Amendment questions) despite mootness Proponents: asked the court to decide the merits. Attorney General: court should not decide moot constitutional questions, particularly those implicating federal law. Held: Court declines to reach the merits. It exercises judicial restraint on moot cases raising state and federal constitutional issues and declines discretionary review.

Key Cases Cited

  • 1A Auto, Inc. v. Director of the Office of Campaign & Political Fin., 480 Mass. 423 (Mass. 2018) (explains that state free-speech protections need not be broader than the Federal First Amendment regarding corporate political participation)
  • Abdow v. Attorney Gen., 468 Mass. 478 (Mass. 2014) (recognizes practice of stipulated orders permitting signature gathering during appeals)
  • Lockhart v. Attorney Gen., 390 Mass. 780 (Mass. 1984) (discusses mootness and the court's tradition of avoiding unnecessary constitutional decisions)
  • Opinion of the Justices, 370 Mass. 869 (Mass. 1976) (construes Article 48 timing and the interconnected deadlines necessary to place initiatives on the ballot)
  • Bogertman v. Attorney Gen., 474 Mass. 607 (Mass. 2016) (describes the initiative process and the interrelated signature and filing steps)
  • Lynn v. Murrell, 489 Mass. 579 (Mass. 2022) (sets standards for when a court may decide important moot questions that are likely to recur)
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Case Details

Case Name: Herrmann v. Attorney General
Court Name: Massachusetts Supreme Judicial Court
Date Published: May 16, 2023
Citations: 492 Mass. 51; SJC 13361
Docket Number: SJC 13361
Court Abbreviation: Mass.
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    Herrmann v. Attorney General, 492 Mass. 51