Herbert Lee Simon Sr v. Debbie Asuncion
2:17-cv-03361
| C.D. Cal. | Dec 19, 2017Background
- Petitioner Herbert Lee Simon, Sr., an African-American California state prisoner, was convicted by a jury of attempted witness dissuasion and corporal injury to a cohabitant; sentenced to 19 years 4 months. Appeals and state habeas review were denied.
- During jury selection the prosecutor used peremptory strikes on two African‑American prospective jurors (Prospective Jurors No. 9 and No. 5); defense made Batson/Wheeler objections alleging racial discrimination.
- Trial court found a prima facie case for both strikes but accepted the prosecutor’s race‑neutral justifications and denied the Batson motions; California Court of Appeal affirmed in an unpublished decision.
- Petitioner sought federal habeas relief under 28 U.S.C. § 2254, arguing the trial court (and appellate court) erred by failing to find purposeful discrimination and by not performing comparative juror analysis.
- The federal district court reviewed the Batson third‑step credibility determinations under AEDPA deference and, after conducting comparative analysis where appropriate, held the prosecutor’s reasons (prior false accusation/sleepiness for Juror No. 9; monosyllabic answers/body language/strong personality for Juror No. 5) were race‑neutral and not shown to be pretextual.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether prosecutor’s peremptory strikes violated Batson by targeting African‑American jurors | Strikes were racially motivated; state courts failed to undertake comparative juror analysis and erred at Batson step three | Prosecutor gave race‑neutral, demeanor‑ and experience‑based reasons for strikes; trial court saw demeanor and accepted reasons | Denied — court found prosecutor’s reasons race‑neutral and not shown to be pretextual; AEDPA deference upheld state courts’ conclusions |
| Whether comparative juror analysis was required here | California Court of Appeal unreasonably failed to compare struck minorities to seated jurors | Comparative analysis is not mandated by Batson; appellate review may use it but trial court need not perform it | Denied — comparative analysis is a review tool but not required; where necessary federal court performed it and found no pretext |
| Whether the trial court improperly credited subjective/‘hunch’ reasons | Subjective reasons (rapport, body language) are insufficient and mask discrimination | Peremptory reasons may be subjective or demeanor‑based; trial judge is best positioned to assess credibility | Denied — demeanors and subjective impressions are legitimate race‑neutral bases; trial court’s credibility determination entitled to deference |
| Whether state court rulings were unreasonable under AEDPA | State courts unreasonably determined facts and misapplied Batson, warranting habeas relief | State courts reasonably applied Supreme Court Batson framework and were supported by record; federal habeas relief barred under § 2254(d) | Denied — state court findings were not objectively unreasonable; habeas petition dismissed with prejudice |
Key Cases Cited
- Batson v. Kentucky, 476 U.S. 79 (constitutional prohibition on race‑based peremptory challenges)
- Miller‑El v. Dretke, 545 U.S. 231 (comparative juror analysis and use of all relevant circumstances at Batson step three)
- Miller‑El v. Cockrell, 537 U.S. 322 (credibility of prosecutor’s reasons is a factual determination accorded deference)
- Snyder v. Louisiana, 552 U.S. 472 (Batson three‑step framework and role of demeanor)
- Johnson v. California, 545 U.S. 162 (prima facie showing at Batson step one)
- Harrington v. Richter, 562 U.S. 86 (AEDPA deference to state‑court adjudications)
- Cullen v. Pinholster, 563 U.S. 170 (deferential review standards under AEDPA)
