Her v. Berryhill
0:16-cv-04389
D. MinnesotaMar 26, 2018Background
- Plaintiff Sai Her, age 58, applied for DIB and SSI (onset March 14, 2008) alleging cervical pain, headaches, major depressive disorder, and PTSD; applications denied initially and on reconsideration.
- ALJ Virginia Kuhn held a hearing (with translator) and denied benefits, finding severe impairments but RFC for medium work with mental limitations; Appeals Council denied review and ALJ decision became final.
- Primary dispute concerns the weight given to two treating providers’ post-denial mental-impairment questionnaires: Dr. Maradeth Searle (psychologist) and Carol Thersleff (nurse practitioner), each opining claimant unable to perform full-time work.
- ALJ gave those questionnaires little weight, relying on treatment notes showing mostly mild-to-moderate symptoms, normal mental-status exams, effective medication management, activities inconsistent with total disability, and lack of objective support or explanation for extreme questionnaire ratings.
- District Court applied the substantial-evidence standard, upheld the ALJ’s evaluation of the opinions (including treatment of GAF scores), and affirmed the Commissioner’s denial of benefits.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ALJ improperly discounted treating psychologist Dr. Searle’s opinion | Searle was a treating, acceptable medical source; ALJ failed to give proper weight, ignored low GAFs, and substituted own judgment | ALJ reasonably discounted the questionnaire because Searle’s treatment notes lacked specificity, relied on subjective reports, showed only mild/moderate symptoms, and lacked supporting objective findings | ALJ’s evaluation of Searle’s opinion supported by substantial evidence; no remand required |
| Whether ALJ erred in weighing nurse practitioner Thersleff’s opinion | Thersleff’s extreme limitations are consistent with Searle and should be credited | Thersleff’s own treatment notes show improvement, normal mental-status exams, and medication stabilization; questionnaire inconsistent with record | ALJ permissibly discounted Thersleff’s questionnaire as inconsistent with her treatment notes and the record |
| Whether ALJ failed to consider consistency between providers’ opinions | ALJ should have explicitly weighed the agreement between Searle and Thersleff | Weight is determined by consistency with the whole record; ALJ need not compare every opinion against each other | Court: ALJ not required to analyze internal consistency between every opinion; substantial-evidence review supports decision |
| Whether ALJ improperly discounted GAF scores | Low GAFs demonstrate greater limitations and require more weight | GAF is a single-point, subjective measure and may be given less weight than the overall medical evidence | Court upheld ALJ’s approach to GAFs: permissible to give less weight to GAFs when inconsistent with broader record |
Key Cases Cited
- Kelley v. Barnhart, 372 F.3d 958 (8th Cir. 2004) (describing deferential review standard for ALJ findings)
- Clark v. Chater, 75 F.3d 414 (8th Cir. 1996) (review limited to whether ALJ’s findings are supported by substantial evidence and free of legal error)
- Blackburn v. Colvin, 761 F.3d 853 (8th Cir. 2014) (definition of substantial evidence)
- Kirby v. Astrue, 500 F.3d 705 (8th Cir. 2007) (ALJ may discount opinion based largely on claimant’s subjective complaints)
- Jones v. Astrue, 619 F.3d 963 (8th Cir. 2010) (ALJ may afford greater weight to medical evidence over GAF scores)
- Johnson v. Apfel, 240 F.3d 1145 (8th Cir. 2001) (a drafting imprecision in an ALJ opinion does not require remand when supported by substantial evidence)
