Henrichs v. CHUGACH ALASKA CORP.
260 P.3d 1036
Alaska2011Background
- Chugach Alaska Corporation (Alaska) uses a proxy system for electing a nine-member board with three-year staggered terms.
- Henrichs, Tabios, and Burk sought reelection in 2005 but were excluded from the proxy materials by the board.
- The board informed them they could run as independents and distribute their own materials.
- The 2005 shareholders’ list request sought shareholder names, addresses, and share counts; list was provided after suit was filed.
- The 2005 proxy materials did not include Henrichs, Tabios, or Burk; all three ran independent campaigns.
- In 2006, requests for additional shareholder information (phone numbers, emails) were partially granted electronically, but not for full contact details.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Do AS 10.06.430(b) and 10.06.450(d) require delivery of records? | Henrichs argues delivery of records is required. | Chugach argues only inspection/copy is required, not delivery. | No delivery duty; statutes grant inspection rights. |
| Was the 2005 shareholder list provided within a reasonable time? | Requests were timely (Aug–Sept 2005). | Information provided two days before proxy mailings; adequate. | Summary judgment proper regardless; inspection not attempted at office. |
| Was converting the 12(b) motion to dismiss into summary judgment proper without notice? | Conversion deprived due process and prevented response. | Non-moving party had opportunity to respond; exhibits supported SJ. | No prejudice; conversion appropriate and not a default. |
| Were the 2005 proxy statements compliant with ANCSA proxy regs? | Chugach failed to disclose contested election and exclude names. | No requirement to include non-nominee or non-continuing directors; compliance. | Proxy statements complied with applicable regulations. |
| Were the 2005 and 2006 information requests relating to contact details improper? | Right to information includes personal contact details. | Statutes permit inspection; do not require disclosure of phone/email data. | Statutes limit to inspection; contact details not required. |
Key Cases Cited
- Beegan v. State, Dep't of Transp. & Pub. Facilities, 195 P.3d 134 (Alaska 2008) (standard for summary judgment de novo review in public-facility context)
- Newton v. Magill, 872 P.2d 1213 (Alaska 1994) (statutory interpretation and summary-judgment framework)
- Parson v. State, Dep't of Revenue, Alaska Hous. Fin. Corp., 189 P.3d 1032 (Alaska 2008) (statutory interpretation of state housing and revenue regulations)
- FDIC v. Laidlaw Transit, Inc., 21 P.3d 344 (Alaska 2001) (fiduciary duty and corporate record inspection standards)
- Kaiser v. Umialik Ins., 108 P.3d 876 (Alaska 2005) (summary judgment standards and Rule 56 considerations)
- Martinez v. Ha, 12 P.3d 1159 (Alaska 2000) (summary-judgment inference and material facts)
- Demmert v. Kootznoowoo, Inc., 45 P.3d 1208 (Alaska 2002) (corporate governance and shareholder rights)
