Henderson v. Commonwealth
710 S.E.2d 482
Va. Ct. App.2011Background
- Henderson was convicted in 2001 of robbery and sentenced to 25 years with most suspended, later released to five-year probation.
- Upon release in Sept. 2009, Henderson was alleged by his probation officer to have been arrested for robbery on Oct. 8, 2009, triggering a recommendation for a warrant and return to court.
- The Oct. 14, 2009 letter alleged three probation violations but only two were raised at revocation; one police charge was later nolle prosequied.
- At a Feb. 26, 2010 probation revocation hearing the Commonwealth added a general good-behavior violation; no evidence was offered on the alleged report-absence (Condition #2).
- Ortiz testified to two robberies investigated in Oct. 2009; one had no charges and the other was nolle prosequied; defense objected to hearsay as to statements by witnesses.
- The circuit court admitted Ortiz’s testimony, revoked probation, and reinstated the suspended sentence, prompting this appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Henderson preserved the confrontation issue under Rule 5A:18. | Henderson objected to Ortiz’s hearsay as confrontation. | Commonwealth argues the objection referenced Sixth Amendment rights. | Issue preserved; merits reached. |
| Whether Ortiz’s testimony constituted testimonial hearsay under the Fourteenth Amendment confrontation standard. | Ortiz’s testimony is testimonial hearay based on witnesses’ statements. | Testimony falls outside Crawford’s scope in probation revocation context; limited due process allows it. | Testimony was testimonial hearsay; due process requires confrontation absent good cause. |
| Whether there was good cause to deny confrontation under Morrissey balancing or reliability standards. | State failed to show good cause for denying confrontation; hearsay bears no reliability indicia. | Reliability or balancing test permits admission if evidence is reliable or strongly corroborated. | Circuit court erred in admitting the testimonial hearsay; reversal and remand. |
| Which test should govern admissibility of hearsay in probation revocation—reliability or balancing? | Reliability test applies in Virginia; admissibility depends on reliability without requiring confrontation. | Balancing test preferred to align with Morrissey and Crawford framework. | Court held balancing test preferred; but in this case the record failed to show good cause. |
Key Cases Cited
- Morrissey v. Brewer, 408 U.S. 471 (U.S. 1972) (due process requirements for probation revocation hearings; confrontation right absent unless good cause)
- Gagnon v. Scarpelli, 411 U.S. 778 (U.S. 1973) (minimum due process for revocation hearings; Morrissey framework)
- Morrissey v. Brewer, 408 U.S. 471 (U.S. 1972) (see above)
- Davis v. Washington, 547 U.S. 813 (U.S. 2006) (testimonial vs non-testimonial statements; confrontation scope)
- Melendez-Diaz v. Massachusetts, 557 U.S. _ (U.S. 2009) (testimonial evidence and confrontation concerns; modern appraisal of reliability)
- Crawford v. Washington, 541 U.S. 36 (U.S. 2004) (testimonial hearsay and confrontation doctrine; primary framework for reliability)
- Dickens v. Commonwealth, 52 Va. App. 412 (Va. App. 2008) (Virginia probation revocation hearsay admissibility and official records reliability)
- Turner v. Commonwealth, 278 Va. 739 (Va. 2009) (polygraph exclusion; adoption of reliability approach in VA)
- Curtis v. Chester, 626 F.3d 540 (10th Cir. 2010) (reliability vs good cause in probation revocation)
- McCallum, 677 F.2d 1024 (4th Cir. 1982) (demonstrably reliable hearsay standard in revocation)
- Martin v. United States, 382 F.3d 840 (8th Cir. 2004) (reliability considerations for hearsay in revocation)
