6:25-cv-00090
E.D. Okla.Sep 3, 2025Background
- In 2016 the Harwoods purchased a Coweta, Oklahoma home whose potable water used Uponor PEX tubing installed circa February 1, 2012; the tubing failed beginning November 2022 with repeated leaks and replacement in 2023.
- On November 9, 2023 Mark Harwood submitted a warranty claim via Uponor’s online portal and sent pipe samples; Uponor inspected, denied the claim, and on January 15, 2024 provided the written "Uponor Plumbing Systems Limited Warranty" and offered replacement materials.
- Plaintiffs assert they never saw or agreed to the Warranty (including its arbitration clause) before submitting the warranty claim.
- The Warranty (as to the installation date) contains an arbitration clause, a class-action waiver, and a Minnesota choice-of-law provision.
- Plaintiffs sued Uponor, Inc. (UI) and Uponor North America, Inc. (UNA) alleging strict product liability, breach of implied warranty of merchantability, and violations of the Oklahoma Consumer Protection Act; UNA moved to dismiss for lack of personal jurisdiction (or compel arbitration), UI moved to compel arbitration.
- Plaintiffs stipulated to dismissal of UNA for lack of personal jurisdiction; the court dismissed UNA without prejudice and denied UI’s motion to compel arbitration, finding no enforceable arbitration agreement as to the Harwoods.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Choice of law for contract formation | Oklahoma law governs unless a party proves an actual conflict with another state’s law | UI invoked Warranty’s Minnesota choice-of-law clause | Court applied Oklahoma law because UI did not show an actual conflict between Oklahoma and Minnesota law |
| Personal jurisdiction over UNA | Plaintiffs did not oppose dismissal | UNA argued it had no role in design/marketing/distribution and lacks contacts | Plaintiffs stipulated; court dismissed UNA without prejudice for lack of personal jurisdiction |
| Enforceability of arbitration clause / estoppel | Harwood: never saw Warranty pre-claim; no mutual assent; not estopped from denying arbitration | UI: plaintiffs invoked Warranty by submitting a claim and are equitably estopped or bound as successors/beneficiaries to arbitrate | Court denied UI’s motion to compel arbitration—found no evidence Harwoods had notice/assented and Oklahoma has not adopted direct-benefits estoppel; equitable estoppel inapplicable here |
Key Cases Cited
- Oxford Health Plans LLC v. Sutter, 569 U.S. 564 (2013) (courts decide gateway questions of arbitrability unless parties delegate them to arbitrator)
- Williams v. TAMKO Bldg. Prods., Inc., 451 P.3d 146 (Okla. 2019) (homeowners who first learned of arbitration clause only after filing a warranty claim were not estopped from rejecting arbitration)
- Jacks v. CMH Homes, Inc., 856 F.3d 1301 (10th Cir. 2017) (Oklahoma has not adopted direct-benefits estoppel to bind non-signatories to arbitration)
- BOSC, Inc. v. Bd. of Cnty. Comm’rs of Cnty. of Bernalillo, 853 F.3d 1165 (10th Cir. 2017) (party moving to compel arbitration bears initial burden to show an enforceable agreement)
- Dominium Austin Partners, LLC v. Emerson, 248 F.3d 720 (8th Cir. 2001) (equitable estoppel can bind non-signatories who seek to enforce contract rights while denying contractual obligations)
- Carter v. Schuster, 227 P.3d 149 (Okla. 2009) (elements of equitable estoppel under Oklahoma law)
- Walker v. BuildDirect.com Techs., Inc., 733 F.3d 1001 (10th Cir. 2013) (ordinary state-law contract-formation principles govern whether parties agreed to arbitrate)
