Harrold-Jones v. Drury
422 P.3d 568
Alaska2018Background
- Harrold-Jones sued Denali Orthopedic and two doctors for medical malpractice after shoulder surgery and refused multiple requests to sign broad HIPAA-compliant medical authorizations permitting ex parte contact between defense counsel and her treating physicians.
- Denali moved to compel the authorization and the superior court granted the motion relying on Langdon v. Champion, which had approved defendant ex parte interviews of a plaintiff’s treating physician as informal discovery.
- Harrold-Jones petitioned for review asking whether HIPAA preempts Alaska’s ex parte contact rule or otherwise requires modification.
- The Alaska Supreme Court analyzed HIPAA (Subtitle F and the Privacy Rule), focusing on the authorization and litigation exceptions to HIPAA’s disclosure prohibition and the regulations’ court‑order/notice/qualified protective order requirements.
- The Court concluded HIPAA does not expressly preempt Alaska’s prior case law, but HIPAA’s procedural requirements and a cultural shift toward medical privacy undermined the rationale for allowing ex parte contacts over a plaintiff’s objection.
- The Court reversed the superior court, overruled Langdon to the extent it allowed defense ex parte contacts over a plaintiff’s objection, and remanded — holding that ex parte contacts require either plaintiff agreement or a court order issued only in extraordinary circumstances.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does HIPAA preempt Alaska case law authorizing defense ex parte interviews of a plaintiff’s treating physician? | Harrold-Jones: HIPAA preempts because state law cannot be less protective than HIPAA. | Denali: HIPAA permits disclosures via authorization or court order; no preemption. | HIPAA does not preempt Langdon because HIPAA contains exceptions (authorization, litigation) allowing disclosure consistent with state procedures. |
| Should Alaska continue to allow defendant ex parte contact with a plaintiff’s treating physician over plaintiff’s objection? | Harrold-Jones: Modern HIPAA framework and privacy concerns make ex parte contacts improper absent court oversight. | Denali: Langdon and prior precedent permit informal ex parte contacts to promote settlement and efficiency. | Overruled Langdon in part: absent plaintiff agreement, ex parte contact without a court order is not allowed; court orders should be rare and limited to extraordinary circumstances. |
| Was it proper for the superior court to compel Harrold-Jones to sign Denali’s broad authorization? | Harrold-Jones: The requested release was overbroad, included sensitive records, and no special need was shown. | Denali: Sought broad access to evaluate malpractice claims. | It was error to compel the broad release; further medical discovery must follow formal discovery and comply with HIPAA. |
Key Cases Cited
- Langdon v. Champion, 745 P.2d 1371 (Alaska 1987) (approved informal ex parte conferences with a plaintiff’s treating physician)
- Trans-World Investments v. Drobny, 554 P.2d 1148 (Alaska 1976) (plaintiff’s suit waives physician-patient privilege as to relevant medical information)
- Arctic Motor Freight, Inc. v. Stover, 571 P.2d 1006 (Alaska 1977) (filing a personal injury suit results in waiver of physician-patient privilege for relevant matters)
- Thomas v. Anchorage Equal Rights Comm’n, 102 P.3d 937 (Alaska 2004) (standards for when to overrule precedent under stare decisis)
- Sorensen v. Barbuto, 177 P.3d 614 (Utah 2008) (limiting ex parte disclosures and requiring judicial monitoring to define scope)
