182 Conn. App. 736
Conn. App. Ct.2018Background
- Parties divorced after dissolution proceedings; a pendente lite stipulation (approved as a court order on Oct. 27, 2014) required escrow funds (~$533,588) be deposited into a joint bank account requiring both parties’ signatures for withdrawals.
- The parties opened a joint account that permitted online access and did not require dual signatures, in violation of the court order.
- The plaintiff (Hugh Hall) unilaterally withdrew two sums from the joint account (April 28, 2015: $237,643.11; Sept. 22, 2015: $70,219.99) and moved funds into an account the defendant could not access.
- The defendant filed a contempt motion; after hearings the trial court found the plaintiff wilfully violated the Oct. 27, 2014 order and entered a civil contempt judgment (Dec. 7, 2015).
- Plaintiff, then self-represented, moved for reconsideration and later submitted an affidavit and emails claiming prior counsel advised the withdrawal; the trial court denied reconsideration. The parties later signed a separation agreement and jointly moved (within four months) to open and vacate the contempt finding; the court denied that motion.
- Plaintiff appealed, arguing (1) his contempt was excused because he relied on counsel’s advice, and (2) the court abused discretion by denying the joint motion to open and vacate because the contempt finding would harm his employment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether plaintiff’s withdrawal was wilful contempt when he relied on counsel’s advice | Hall says he acted on his attorney’s advice and repeatedly testified to reliance | Contention (and court finding) that Hall only consulted counsel and acted unilaterally; no admissible evidence counsel advised withdrawal | Court affirmed contempt: record showed consultation but no competent evidence of reliance on counsel; violation was wilful |
| Whether trial court abused discretion by denying motion for reconsideration | Hall argued the court ignored evidence of reliance on counsel and improperly refused to consider affidavit/emails | Court treated newly submitted evidence as an impermissible second bite after full hearing | Denial affirmed: reconsideration cannot be used to introduce evidence that should have been presented at the original hearing |
| Whether joint motion to open/vacate contempt should be granted because contempt harms plaintiff’s employment | Hall argued contempt finding would be ‘‘very deleterious’’ to his legal/banking career and licensing | Court required actual evidence of specific adverse professional effect, not argument | Denial affirmed: attorney argument and pro se statements are not evidence; no record proof of adverse employment impact |
| Whether plaintiff purged contempt and thus court should vacate finding in interests of justice | Hall and counsel urged settlement, clean slate, and corrective measures | Court noted certain violations persisted (including earlier large withdrawal) and that vacatur is discretionary | Denial affirmed: trial court reasonably concluded vacatur was not warranted given record and discretion to refuse vacatur |
Key Cases Cited
- O’Brien v. O’Brien, 326 Conn. 81 (2017) (civil contempt requires wilfulness; reliance-on-counsel issue not definitively resolved by Supreme Court)
- Giordano v. Giordano, 127 Conn. App. 498 (2011) (two-step contempt review: clarity of order de novo; abuse of discretion on wilfulness)
- Baker v. Baker, 95 Conn. App. 826 (2006) (representations of counsel or argument are not admissible evidence of reliance; no competent evidence = no defense)
- Brody v. Brody, 315 Conn. 300 (2015) (clear statement that clear-and-convincing proof applies in civil contempt)
- New Hartford v. Connecticut Resources Recovery Authority, 291 Conn. 502 (2009) (appellate courts must avoid speculation; cannot assume facts not in record)
- Monsam v. Dearington, 82 Conn. App. 451 (2004) (civil contempt is remedial and court retains discretion to vacate or permit purging, but is not required to do so)
