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Hafed v. Federal Bureau of Prisons
2011 WL 338417
| 10th Cir. | 2010
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Background

  • Hafed, a federal prisoner, appears pro se and seeks to proceed ifp on appeal.
  • This court clarifies what constitutes a “strike” under the PLRA (28 U.S.C. § 1915(g)) for future ifp eligibility and when a strike ripens.
  • Jennings v. Natrona Cnty. Det. Ctr. Med. Facility is cited for strikes under § 1915(e)(2)(B), but the court now extends to § 1915A dismissals.
  • The court holds that a § 1915A dismissal counts as a strike if the dismissal is for frivolousness, maliciousness, or failure to state a claim, mirroring § 1915(g) grounds.
  • The court identifies three prior strikes—two in district court and one in the Seventh Circuit—before Hafed filed No. 09-1365, triggering § 1915(g) prepayment unless the imminent-danger exception applies.
  • No. 09-1365 challenged a district court’s final dismissal with prejudice for deposition noncompliance; No. 09-1090 challenged magistrate rulings on injunctive-relief motions and denial of reconsideration; the appeals are otherwise bound up in the three-strikes analysis and fee payment rules.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
When does a §1915A dismissal count as a strike? Hafed argues §1915A dismissals should count as strikes. The court should count dismissals under §1915A as strikes only when they align with §1915(g) grounds. Yes; §1915A frivolous/malicious/failure-to-state-dismissals count as strikes.
When do strikes ripen for §1915(g) purposes? Hafed contends date for ripening should be based on appeals timing. Strike ripens from the Supreme Court’s cert denial/dismissal (or expiry if no cert) or from expiry of direct-appeal time if no direct appeal. Strikes ripen from cert denial/dismissal or cert expiry; if no direct appeal, from expiry of appeal time.
Did Hafed have three strikes before No. 09-1365? Hafed contends there were fewer than three strikes prior to filing. Court found three clear strikes based on prior dismissals. Yes; Hafed had three strikes as of May 26, 2009.
Does Hafed satisfy the imminent-danger exception to prepayment? Hafed argues imminent danger justified proceeding without prepayment. Imminent-danger requires specific, credible allegations at filing; Hafed’s allegations were vague. No; Hafed failed to allege imminent danger sufficient to meet the exception.
What are the consequences for the No. 09-1365 and No. 09-1090 appeals? N/A N/A No. 09-1365 must be paid in full or be dismissed; No. 09-1090 may be moot if No. 09-1365 is not reached.

Key Cases Cited

  • Jennings v. Natrona Cnty. Det. Ctr. Med. Facility, 175 F.3d 775 (10th Cir. 1999) (addressed § 1915(e)(2)(B) strikes; later extended to § 1915A)
  • Dubuc v. Johnson, 314 F.3d 1205 (10th Cir. 2003) (prepayment rule clarified in context of strikes)
  • United States v. Burch, 202 F.3d 1274 (10th Cir. 2000) (discussed timing of filing periods in related context)
  • Thompson v. Drug Enforcement Administration, 492 F.3d 428 (D.C. Cir. 2007) (dismissal for nonpayment treated as strike when tied to frivolousness)
  • Butler v. Dep’t of Justice, 492 F.3d 440 (D.C. Cir. 2007) (dismissal for failure to prosecute can count as strike where merits not shown)
  • Davis v. Kan. Dep’t of Corr., 507 F.3d 1246 (10th Cir. 2007) (prematurity/nuances of state action claims and strikes)
  • White v. Colorado, 157 F.3d 1226 (10th Cir. 1998) (imminent danger requires specific, credible allegations)
  • Yellen v. Cooper, 828 F.2d 1471 (10th Cir. 1987) (frail framework for sua sponte frivolous dismissal)
  • Kinnell v. Graves, 265 F.3d 1125 (10th Cir. 2001) (imminent danger exception specifics)
Read the full case

Case Details

Case Name: Hafed v. Federal Bureau of Prisons
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Dec 28, 2010
Citation: 2011 WL 338417
Docket Number: 09-1090, 09-1365
Court Abbreviation: 10th Cir.