Guttman v. Khalsa
669 F.3d 1101
| 10th Cir. | 2012Background
- This appeal centers on whether the Eleventh Amendment bars a Title II ADA damages claim against New Mexico for revoking a physician's medical license as an asserted imminent danger to the public.
- The district court dismissed the Title II claim against New Mexico; it also addressed constitutional challenges and later remanded for injunctive-relief issues.
- Guttman, a physician with depression and PTSD, had his license summarily suspended in 2000 and revoked in 2001 after IPC findings and hearings.
- Guttman challenged the Board's actions in state court and then filed federal suit asserting Title II, § 1983, and related claims.
- On appeal, the panel affirmed some rulings, reversed others, and remanded for further consideration of injunctive relief against individual defendants.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does Title II validly abrogate sovereign immunity here? | Guttman asserts Title II authorizes damages against states for disability discrimination. | New Mexico argues Congress lacks a proper history and tailored remedy in professional licensing to abrogate immunity. | Title II does not validly abrogate immunity in professional licensing. |
| Is Guttman's Title II claim precluded by collateral estoppel? | Board determinations regarding competency could preclude ADA liability. | Prior findings necessarily decide the disability/qualification issue. | Collateral estoppel does not bar the Title II claim. |
| Did New Mexico waive sovereign immunity? | Defendants' discovery plan implied waiver. | No unequivocal waiver of sovereign immunity occurred. | No waiver; sovereign immunity preserved. |
| Did the Board's process violate procedural due process under the Fourteenth Amendment? | Guttman lacked a predeprivation hearing before suspension. | Postdeprivation process plus quick action satisfied due process. | Predeprivation hearing not required; due process satisfied under postdeprivation framework. |
| May Ex parte Young allow injunctive relief against individual officials for ADA violations? | Ex parte Young claims could permit prospective relief against officials. | Official-capacity claims were barred by immunity. | Remanded to determine preservation; Ex parte Young claim potentially viable against individuals. |
Key Cases Cited
- United States v. Georgia, 546 U.S. 151 (2006) (three-step Boerne framework; abrogation depends on right, history, congruence)
- Tennessee v. Lane, 541 U.S. 509 (2004) (Title II applies to access to courts; heightened scrutiny context)
- Board of Trustees of Univ. of Alabama v. Garrett, 531 U.S. 356 (2001) (Title I abrogation insufficient; rational-basis concerns for disability cases)
- City of Boerne v. Flores, 521 U.S. 507 (1997) (congruence and proportionality limits on §5 remedial legislation)
- Hibbs, 538 U.S. 721 (2003) (FMLA as applied to states; heightened scrutiny context)
