640 F.3d 1025
9th Cir.2011Background
- Plaintiffs, elderly residents of Monterrey, Mexico, suffered grievous eye injuries after cataract surgery in Nuevo Leon in Oct 2007.
- Plaintiffs allege defects in Defendant Advanced Medical Optics' Healon viscoelastic product used in all surgeries, with batches later found infected.
- Plaintiffs initially sued in the Central District of California; the district court dismissed on forum non convinies due to Mexico being an adequate alternative forum.
- Dismissal did not include any return-jurisdiction or conditions on dismissal.
- During the appeal, Plaintiffs filed suit in Mexico; Mexican courts ultimately declined jurisdiction, a decision affirmed on appeal and by an Amparo proceeding in Mexico.
- The Ninth Circuit vacates and remands to reconsider the district court’s dismissal in light of intervening developments.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Was Mexico an adequate alternative forum at dismissal? | Gutierrez argues Mexico was not available. | Advanced Medical Optics asserts Mexico was available because it could submit to jurisdiction. | Mexico was an available forum; remand required for new facts. |
| Should the district court have imposed conditions or a return-jurisdiction clause? | Plaintiffs contend district court erred by not conditioning dismissal. | Defendant agrees to Mexican jurisdiction; no per se requirement to impose conditions. | Discretionary; not a per se abuse to omit conditions. |
| Do intervening developments in Mexico require remand for updated forum non conveniens analysis? | Not explicitly stated here; challenge to initial ruling based on later events. | Not explicitly stated here; rely on initial analysis. | Remand appropriate to consider updated information about Mexican jurisdiction and conduct. |
Key Cases Cited
- Piper Aircraft Co. v. Reyno, 454 F.3d 235 (U.S. 1981) (forum non conveniens requires adequate forum and private/public interest balance)
- Lueck v. Sundstrand Corp., 236 F.3d 1137 (9th Cir. 2001) (burden on defendant to show existence of adequate alternative forum)
- Dole Food Co. v. Watts, 303 F.3d 1104 (9th Cir. 2002) (forum non conveniens is an exceptional tool to be used sparingly)
- Leetsch v. Freedman, 260 F.3d 1100 (9th Cir. 2001) (discretion to impose conditions on dismissal; return-jurisdiction clause not per se abuse)
- Cariajano v. Occidental Petroleum Corp., 626 F.3d 1137 (9th Cir. 2010) (considering justifiable reasons to doubt cooperation in the foreign forum)
- In re Bridgestone/Firestone, Inc., 420 F.3d 702 (7th Cir. 2005) (remand used when intervening developments could affect forum availability; cautionary guidance)
- Abdullahi v. Pfizer, Inc., 562 F.3d 163 (2d Cir. 2009) (tectonic changes in foreign jurisdiction may warrant remand)
- Bank of Credit & Commerce Int'l (Overseas) Ltd. v. State Bank of Pakistan, 273 F.3d 241 (2d Cir. 2001) (remand when new local law enacted; objective events can affect forum)
