Gustavo Xavier v. Superintendent Albion SCI
689 F. App'x 686
| 3rd Cir. | 2017Background
- Gustavo Xavier was charged with criminal homicide and aggravated assault, attempted suicide after the incident, and was interrogated by police at the hospital for about 75 minutes after being Mirandized.
- Xavier pled guilty to third-degree murder under a negotiated plea (20–40 years); other homicide and aggravated assault charges were dropped.
- Xavier filed habeas claims alleging his plea was not knowing, voluntary, and intelligent due to ineffective assistance of counsel (IAC): (1) counsel failed to move to suppress his hospital statements, and (2) counsel failed to advise him that manslaughter was a lesser‑included offense.
- The Pennsylvania Superior Court rejected the suppression-related IAC claim on the merits; the federal magistrate and district court denied habeas relief based on that reasoning and found the lesser‑included claim procedurally defaulted under Pa. R.A.P. 2119(a).
- The Third Circuit affirmed denial of the suppression-related IAC claim under AEDPA deference but reversed the procedural‑default ruling, holding Xavier had fairly presented the lesser‑included/offense IAC claim to the state court and remanded for merits review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for not moving to suppress hospital confession | Xavier: counsel’s failure to move to suppress prejudiced him; he would have demanded a plea to manslaughter absent the statements | Commonwealth/State: Superior Court found no prejudice because Xavier did not aver he would have refused the plea absent the motion; plea colloquy waived pretrial motions | Affirmed: State court decision denying claim on merits was not unreasonable under AEDPA; no prejudice shown under Hill/Strickland standard |
| Whether counsel was ineffective for failing to advise that manslaughter was a lesser‑included offense | Xavier: counsel’s failure to advise deprived him of a knowing plea and possible lesser charge conviction | Commonwealth/State: District court held claim procedurally defaulted under Pa. R.A.P. 2119(a) (insufficient briefing) | Reversed as to procedural default: Xavier’s state filings sufficiently presented the claim; remanded for merits consideration |
Key Cases Cited
- Williams v. Taylor, 529 U.S. 362 (discussing AEDPA deference to state‑court decisions)
- Strickland v. Washington, 466 U.S. 668 (establishing deficient performance and prejudice test for IAC)
- Hill v. Lockhart, 474 U.S. 52 (applying prejudice prong to guilty‑plea cases)
- Coleman v. Thompson, 501 U.S. 722 (procedural default doctrine)
- Nara v. Frank, 488 F.3d 187 (third‑circuit standards for independent and adequate state procedural bars)
- Rolan v. Coleman, 680 F.3d 311 (third‑circuit discussion of fair presentation and procedural default)
- Marshall v. Hendricks, 307 F.3d 36 (third‑circuit standard of review citation)
