Gundy v. United States
139 S. Ct. 2116
| SCOTUS | 2019Background
- SORNA (2006) creates federal sex-offender registration scheme with detailed rules for post-Act offenders but leaves treatment of >500,000 pre-Act offenders to 34 U.S.C. § 20913(d), which grants the Attorney General authority to “specify the applicability” of the Act to pre-Act offenders and to “prescribe rules for the registration” of such offenders.
- Congress left no express standard in § 20913(d); Attorneys General have adopted divergent rules over time (ranging from no action to full application to selective application), and DOJ acknowledged the statute does not compel action or set timing.
- Herman Gundy, a pre-Act offender, was prosecuted under an Attorney General rule that applied SORNA’s registration requirements retroactively, exposing him to a 10-year federal sentence for failing to register under those rules.
- The constitutional question: whether § 20913(d) unlawfully delegates Congress’s legislative power to the Attorney General in violation of the separation of powers (nondelegation doctrine).
- The concurrence (Alito) votes to affirm because the statute meets the Court’s longstanding intelligible-principle approach; the dissent (Gorsuch, joined by Roberts and Thomas) would invalidate the delegation as a paradigmatic and dangerous abdication of legislative duty.
Issues
| Issue | Gundy's Argument | Government/Plurality Argument | Held |
|---|---|---|---|
| Whether § 20913(d) unlawfully delegates legislative power by leaving applicability and content of registration rules for pre-Act offenders to the AG | § 20913(d) grants essentially unlimited policy-making authority to the AG—blank check delegation to write criminal-law obligations | The statute should be read (or salvaged) to limit AG discretion (e.g., to apply SORNA to pre-Act offenders "to the maximum extent feasible") or otherwise falls within permissible delegation doctrines | Majority (per plurality + Alito concurring in judgment) did not invalidate; Gorsuch dissent would find the delegation unconstitutional and would invalidate the statute |
| Whether § 20913(d) can be characterized as conditional legislation triggering only executive fact-finding | The provision does not set factual predicates or criteria; it authorizes pure policymaking, not limited fact-finding | The government/ plurality try to construe the statute’s purpose, definitions, or Reynolds precedent to supply constraints that make the AG’s role one of filling-in details or applying feasible coverage | Court declined to adopt a limiting reading that cures the delegation problem; dissent rejects purportedly salvaging constructions as inconsistent with text |
| Whether legislative-history, definitions, or other provisions supply an intelligible principle or feasibility limitation | Legislative history and definitional provisions do not impose a feasibility standard; Congress purposely left decisions to the AG | Government and plurality point to SORNA’s stated purpose, the definition of "sex offender," the clause about those "unable to comply," and Reynolds as sources of limiting guidance | Dissent finds those sources inadequate; plurality relies on narrower statutory readings or deference doctrines to avoid deciding a broader nondelegation ruling |
| Whether longstanding precedents (intelligible principle, major-questions, vagueness) permit upholding § 20913(d) | Gundy argues precedent does not allow Congress to leave core legislative choices to a single executive official; historical separation-of-powers principles require reversal | Government emphasizes the Court’s modern permissive approach (intelligible-principle), plus doctrines that constrain agency power (major questions, vagueness) as reasons to avoid invalidation | The Court did not adopt a broad nondelegation revival; dissent urges reexamination and stricter enforcement of separation-of-powers limits |
Key Cases Cited
- Whitman v. American Trucking Ass'ns., 531 U.S. 457 (2001) (reaffirmed modern intelligible-principle nondelegation standard)
- Schechter Poultry Co. v. United States, 295 U.S. 495 (1935) (struck down delegation as "delegation running riot")
- Panama Refining Co. v. Ryan, 293 U.S. 388 (1935) (invalidated delegation lacking standards or policy direction)
- J. W. Hampton, Jr. & Co. v. United States, 276 U.S. 394 (1928) (articulated the "intelligible principle" test)
- Wayman v. Southard, 23 U.S. 1 (1825) (distinguished legislative policy from permissible delegation to fill in details)
- Touby v. United States, 500 U.S. 160 (1991) (upheld limited temporary scheduling under the Controlled Substances Act where statutory criteria constrained executive action)
- Reynolds v. United States, 565 U.S. 432 (2012) (construed SORNA to leave applicability to pre-Act offenders to the Attorney General)
