943 N.W.2d 484
S.D.2020Background
- Benjamin Graff (Ben), a developmentally disabled individual with very limited cognitive and expressive communication, received services from Children’s Care Hospital and School (CCHS); while in residential care in 2010 CCHS used physical restraints (including prone restraints) on Ben over 140 times.
- Ben’s parents removed him from residential care in September 2010; Ben sued (through his parents as guardians ad litem) alleging negligence and emotional distress based on CCHS’s use of restraints; claims for parents’ emotional distress and lack of informed consent were later withdrawn.
- CCHS moved for summary judgment arguing the claims were medical malpractice and time-barred; the circuit court denied summary judgment. Prior to trial the court granted CCHS’s motion in limine and excluded several South Dakota Department of Health (DOH) surveys as of "limited relevance."
- The court instructed the jury using statutes in Title 27B (relating to persons with developmental disabilities) after declining to apply certain corporal-punishment statutes; a three-week jury trial returned a defense verdict for CCHS.
- CCHS sought $24,519.63 in disbursements; the circuit court apportioned and taxed two-thirds to Ben’s parents, awarding $7,606.54 against them. Ben appealed but did not order the trial transcript. The lack of a full trial transcript was dispositive on appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Exclusion of Department of Health surveys | Surveys were admissible to show CCHS’s knowledge, habit/routine, and policy violations (other-acts/habit evidence) | Surveys were irrelevant or cumulative and primarily record-keeping deficiencies | Court affirmed exclusion—found record too sparse to review prejudice because appellant failed to provide trial transcript; verdict affirmed. |
| Taxation of disbursements against parents | Parents (as guardians) should not be personally liable; apportionment was inequitable | Parents actively prosecuted the case and should bear full disbursements | Court affirmed apportionment to parents (partial award); court acted within discretion given intertwined claims and parents’ role. |
| Denial of CCHS summary judgment (statute of repose) | (CCHS) Claims are medical-malpractice/time-barred under SDCL 15-2-14.1 | (Plaintiff) Claims are ordinary negligence, not medical malpractice | Not reached on review; appellate court affirmed jury verdict and did not decide CCHS’s timeliness argument. |
| Jury instruction / standard of care (Title 27B vs. corporal-punishment statutes) | (Plaintiff) Objected to corporal-punishment statutes; urged different standard | (CCHS) Court should apply corporal-punishment statutes or different standard | Not resolved on appeal; appellate court did not address because transcript absence made meaningful review impossible. |
Key Cases Cited
- St. John v. Peterson, 804 N.W.2d 71 (2011) (trial court evidentiary rulings reviewed for abuse of discretion)
- Supreme Pork, Inc. v. Master Blaster, Inc., 764 N.W.2d 474 (2009) (two-step test for reversible evidentiary error: abuse of discretion and prejudicial effect)
- Baltodano v. N. Cent. Health Servs., Inc., 508 N.W.2d 892 (1986) (appellant bears responsibility for providing an adequate appellate record)
- In re C.M., 417 N.W.2d 887 (1987) (when record is incomplete, appellate presumption that trial court acted properly)
- State v. Guthrie, 627 N.W.2d 401 (2001) (misapplication of an evidence rule constitutes abuse of discretion)
- State v. Birdshead, 871 N.W.2d 62 (2015) (definition and limits of abuse of discretion review)
- McLaren v. Sufficool, 862 N.W.2d 557 (2015) (disbursements awards reviewed for abuse of discretion)
- DeHaven v. Hall, 753 N.W.2d 429 (2008) (disbursements are statutory and may be limited by the court in the interests of justice)
