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108 A.D.3d 1173
N.Y. App. Div.
2013
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Background

  • Plaintiff sued for legal malpractice arising from defense of a prior VA eye-treatment medical malpractice action.
  • Brenna defendants initially filed an administrative tort claim; later Law defendants were engaged to pursue federal FTCA claims.
  • Federal action against the government and VA was filed in 2008; third-party action added against Dr. Boghani and the U of R, creating a conflict for Law defendants.
  • In 2010–2011 the U of R and Dr. Boghani were dismissed as time-barred; FTCA claims against the government were dismissed as to the VA-related negligence; remaining claim concerned rescheduling of a cancelled ophthalmology appointment.
  • In 2011 the federal action was discontinued; plaintiff then sued in state court for legal malpractice against Brenna and Law defendants.
  • Supreme Court denied Brenna’s summary-judgment motion and denied Law defendants’ summary-judgment motion; Law defendants were granted leave to amend their answer on a statute-of-limitations issue.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Waiver of malpractice claim by discontinuance Discontinuance did not bar malpractice claim; no appeal required for preservation. Rupert v Gates & Adams creates a per se waiver when underlying action is discontinued without appeal. Rupert rule not extended; waiver not per se; no absolute bar.
Whether continuous representation tolls the statute of limitations Continued representation tolled the limitations period. No tolling without substantial record of ongoing representation. Triable issue remains regarding tolling under the continuous-representation doctrine.
Proximate causation for damages from alleged malpractice Defendants’ conduct possibly caused damages; underlying record supports appeal-based analysis. Unable to prove that negligence was not a proximate cause; record incomplete for full appellate record. Defendants failed to prove as a matter of law absence of proximate cause; triable issue remains.

Key Cases Cited

  • Velie v. Ellis Law, P.C., 48 AD3d 674 (N.Y. App. Div. 2008) (elements of legal malpractice requirement)
  • Boglia v. Greenberg, 63 AD3d 973 (N.Y. App. Div. 2009) (summary judgment standard in malpractice actions)
  • Pignataro v. Welsh, 38 AD3d 1320 (N.Y. App. Div. 2007) (elements of legal malpractice; appellate relief relevant)
  • Rupert v Gates & Adams, P.C., 83 AD3d 1393 (N.Y. App. Div. 2011) (waiver of malpractice claims in settlement context)
  • MB Indus., LLC v CNA Ins. Co., 74 So.3d 1173 (Fla. 2011) (limits of per se waiver rule in malpractice context)
  • Hewitt v Allen, 118 Nev. 216 (Nev. 2002) (policy considerations on appellate remedies in malpractice actions)
  • Eastman v Flor-Ohio, Ltd., 744 So.2d 499 (Fla. 1999) (appellate exhaustion and mitigation considerations)
  • Segall v Segall, 632 So.2d 76 (Fla. 1993) (appellate relief and malpractice actions)
  • Technical Packaging, Inc. v. Hanchett, 992 So.2d 309 (Fla. 2008) (record considerations in tolling and review)
  • Lenahan v. Russell L. Forkey, P.A., 702 So.2d 610 (Fla. 1997) (proximity of appeals and malpractice claims)
  • Lurch v United States, 719 F.2d 333 (2d Cir. 1983) (employee status under FTCA and control factors)
  • Tivoli v United States, 164 F.3d 619 (2d Cir. 1998) (factors for determining federal employee status; independent contractor vs employee)
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Case Details

Case Name: GRACE, JOHN W. v. LAW, MICHAEL R.
Court Name: Appellate Division of the Supreme Court of the State of New York
Date Published: Jul 19, 2013
Citations: 108 A.D.3d 1173; 969 N.Y.S.2d 661; CA 13-00036
Docket Number: CA 13-00036
Court Abbreviation: N.Y. App. Div.
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