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Golden v. United States
129 Fed. Cl. 630
| Fed. Cl. | 2016
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Background

  • Larry Golden (pro se) is sole inventor and owner of multiple patents and reissue patents (including U.S. Pat. Nos. 7,395,497; 7,636,033; RE43,891; RE43,990; 8,106,752; 8,334,761; 8,531,280; 9,096,189) directed to automated detection/isolation of chemical, biological, and radiological agents and related devices.
  • Golden sued the United States under 28 U.S.C. § 1498(a) (and alleged a Fifth Amendment taking) claiming government infringement based on numerous DHS solicitations, contracts, and NSF grants that led to development/procurement of >30 accused devices (e.g., M-Lock, HPEMS, various smartphone-based detectors).
  • The Government moved to dismiss certain device claims (M-Lock, HPEMS) and several claims tied to NSF-funded research on jurisdictional and failure-to-state-a-claim grounds (RCFC 12(b)(1) & 12(b)(6)).
  • Key factual allegations in the Fourth Amended Complaint: DHS contracted with iControl to develop/commercialize M-Lock; USAF allegedly solicited/contracted for development of Eureka Aerospace’s HPEMS; NSF grants funded development and testing of multiple portable detection devices.
  • The court applied standing, Tucker Act jurisdiction principles, and § 1498(a) limits (use/manufacture "for the United States" and "with authorization or consent," which can be implied by contracts, solicitations, or specifications) and evaluated the pleadings under Iqbal/Twombly standards.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether M-Lock claim pleads §1498(a) use/manufacture "for the Government" with authorization/consent Golden: DHS contracted with iControl to develop/commercialize M-Lock, so manufacture/use was for Government benefit and impliedly authorized Government: Complaint fails to allege Government was directly involved or that device was manufactured for Government benefit Denied Gvt's motion — pleadings sufficiently allege contract-driven development and plausible implied authorization/benefit to Government
Whether HPEMS claim pleads §1498(a) use/manufacture "for the Government" with authorization/consent Golden: USAF solicitation/contracting for HPEMS supports inference that manufacture/use was for Government and impliedly authorized Government: Allegations are insufficient—no clear contract award or Government use alleged Denied Gvt's motion — court reads complaint favorably and finds plausible inference of USAF involvement and implied authorization
Whether NSF grant-related claims satisfy §1498(a) (and jurisdiction) Golden: NSF grant agreements are grant-related contracts; Government funding and grant conditions (development/testing reports) imply authorization/benefit Government: Mere funding does not establish authorization/consent or use/manufacture "for the Government" absent retained property rights or other facts Denied for 12(b)(1) and 12(b)(6) — §1498(a) is money-mandating; pleadings plausibly allege Government benefit and implied authorization from grant-funded development/testing
Whether Court has jurisdiction and whether pro se plaintiff met pleading standards Golden: Alleges ownership and patent rights; pro se status warrants liberal construction Government: Plaintiff must prove jurisdictional facts; some allegations are conclusory Court: Plaintiff has standing and the complaint, when construed in plaintiff’s favor, sufficiently pleads jurisdictional facts at pleading stage; pro se status considered but does not excuse failures beyond plausibility

Key Cases Cited

  • Steel Co. v. Citizens for a Better Env't, 523 U.S. 83 (discussing order of deciding standing and merits)
  • Hughes Aircraft Co. v. United States, 534 F.2d 889 (finding program vital to national defense constituted use "for the Government")
  • TVI Energy Corp. v. Blane, 806 F.2d 1057 (Government authorization/consent may be implied from solicitations/demonstration requirements)
  • Ashcroft v. Iqbal, 556 U.S. 662 (pleading standard: factual content must allow reasonable inference of liability)
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Case Details

Case Name: Golden v. United States
Court Name: United States Court of Federal Claims
Date Published: Nov 30, 2016
Citation: 129 Fed. Cl. 630
Docket Number: 13-307C
Court Abbreviation: Fed. Cl.