435 P.3d 865
Wyo.2019Background
- While being booked, Goetzel assaulted an officer, used the officer's radio to get a door opened, escaped, and was recaptured days later; he pled guilty to multiple felonies including escape and interference with a peace officer.
- The district court imposed multiple sentences, some concurrent and some consecutive; Goetzel did not directly appeal the 2011 judgment and sentence.
- Goetzel filed successive post-judgment motions: a 2012 sentence-reduction motion (denied), a 2015 sentence-modification motion (denied as untimely), and a 2016 Rule 35(a) motion to correct an illegal sentence asserting double jeopardy (denied on the merits).
- This Court (Goetzel I) held the 2016 double jeopardy claim was barred by res judicata because it could have been raised earlier; Goetzel later sought certiorari alleging ineffective appellate counsel, which was denied because he had no constitutional right to counsel on the Rule 35 motion.
- In 2018 Goetzel filed a petition under the Post-Conviction Determination of Factual Innocence Act and amended post-conviction statutes, again asserting double jeopardy and ineffective assistance; the district court denied the petition for statutory noncompliance, res judicata, and lack of cogent argument.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether res judicata barred relitigation of Goetzel's double jeopardy claim | Goetzel argued res judicata should not apply because he filed under new post-conviction/factual innocence statutes and alleged ineffective assistance prevented earlier presentation | State argued res judicata bars claims that were or could have been raised earlier regardless of the new procedural vehicle or counsel claims | The Court held res judicata bars the double jeopardy claim; no good cause shown to overcome the bar |
| Whether statutory changes (Factual Innocence Act / 2018 amendments) permit relitigation | Goetzel contended new statutes provide a basis to relitigate prior claims | State maintained statutory changes do not negate res judicata where claims could have been previously raised | The Court held statutory changes do not avoid res judicata; prior ability to raise the claim controls |
| Whether ineffective assistance of counsel excuses failure to raise claims earlier | Goetzel alleged ineffective trial and appellate counsel prevented earlier raising of issues | State argued ineffective assistance claims were either raiseable on direct appeal (trial counsel) or unavailing because there was no right to counsel on Rule 35 motions (appellate) | The Court held ineffective assistance did not establish good cause to avoid res judicata; appellate counsel claim fails because no constitutional right to counsel on the Rule 35(a) motion |
| Whether prior procedural posture (use of Rule 35(b) or earlier motions) prevents application of res judicata | Goetzel argued early motions were not recognized then as proper vehicles for double jeopardy, so res judicata should not apply | State argued subsequent rulings clarified Rule 35 motions could raise double jeopardy and Goetzel nonetheless failed to raise the claims earlier | The Court held that double jeopardy could have been raised earlier under existing procedures and res judicata applies |
Key Cases Cited
- Goetzel v. State, 406 P.3d 310 (Wyo. 2017) (prior appeal holding the double jeopardy claim barred by res judicata)
- Hamill v. State, 948 P.2d 1356 (Wyo. 1997) (Rule 35 motions may be subject to res judicata)
- Gould v. State, 151 P.3d 261 (Wyo. 2006) (res judicata bars issues previously decided or that could have been raised)
- Blockburger v. United States, 284 U.S. 299 (U.S. 1932) (same-elements test for double jeopardy)
- Wainwright v. Torna, 455 U.S. 586 (U.S. 1982) (no deprivation of effective assistance where there is no constitutional right to counsel)
