Gerald Lopes v. State of Rhode Island
111 A.3d 344
R.I.2015Background
- Lopes pled nolo contendere in two Rhode Island cases to burglary, breaking and entering, and receiving stolen goods; sentences included 30 years for burglary with 20 to serve and 10 suspended, concurrent to a violator sentence, with habitual-offender notice withdrawn.
- Pretrial suppression motions were denied; the trial judge conducted a detailed Rule 11 plea colloquy ensuring Lopes understood the plea and waivers.
- Lopes filed a postconviction relief petition alleging ineffective assistance and other constitutional claims; initial court-appointed counsel filed a limited-issue report.
- A postconviction relief hearing (2010) was held with Lopes, trial counsel, and Lopes’s wife testifying; the trial judge credited trial counsel and found Lopes not credible.
- The Superior Court denied relief (May 13, 2011). The Rhode Island Supreme Court reviewed de novo mixed questions of law/facts; reviewed Strickland standards for ineffective assistance; affirmed and remanded the record.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the plea was knowing and voluntary given claims of ineffective assistance. | Lopes contends counsel’s errors rendered plea involuntary. | State argues plea colloquy and evidence show voluntariness; credibility findings support validity. | Plea found voluntary and knowingly entered. |
| Whether trial counsel rendered deficient performance under Strickland. | Counsel failed to investigate value of stolen goods, DNAs, severance, and communication. | Counsel conducted extensive motions; testified to advising client; performance not deficient. | No deficient performance established. |
| Whether Lopes would have proceeded to trial but for counsel’s errors. | But-for-counsel’s errors, Lopes would have gone to trial. | Evidence shows sufficient basis to support plea and defense strategy; unlikely to prevail at trial. | Lopes failed to prove prejudice from counsel’s performance. |
| Whether the plea colloquy was defective or insufficient to support a valid plea. | Defects or gaps in advice may render plea invalid. | Colloquy complied with Rule 11; defendant understood rights and consequences. | Colloquy adequate; plea valid. |
| Whether the facts recited for burglary adequately established the felonious intent element. | Record insufficient to prove intent to commit felony. | Facts, including control of property valued over $500 and act of breaking and entering at night, support felonious intent. | Record supported intent to commit a felony; permissible inference. |
Key Cases Cited
- Hall v. State, 60 A.3d 928 (R.I. 2013) (standard for postconviction relief allowance of or review of grounds)
- Sosa v. State, 949 A.2d 1014 (R.I. 2008) (definition of postconviction relief scope)
- Neufville v. State, 13 A.3d 607 (R.I. 2011) (deference to Superior Court factual findings in PCR)
- Merida v. State, 93 A.3d 545 (R.I. 2014) (Strickland standard applied in RI PCR context)
- Rodrigues v. State, 985 A.2d 311 (R.I. 2009) (deference to hearing justice; mixed questions of law and fact)
- Jolly v. Wall, 59 A.3d 133 (R.I. 2013) (burden to show would have gone to trial but for counsel error)
- State v. Abdullah, 967 A.2d 469 (R.I. 2009) (burglary elements include intent to commit a felony, not value of stolen items)
- Camacho v. State, 58 A.3d 182 (R.I. 2013) (record viewed in totality; reasonable inferences supported)
- State v. McLaughlin, 621 A.2d 170 (R.I. 1993) (recognizes inference-based sufficiency in burglary cases)
