George v. New York State Division of Parole
685 F. App'x 30
| 2d Cir. | 2017Background
- Petitioner Patrick George, pro se, repeatedly filed duplicative motions for reconsideration of a 1996 denial of his habeas challenge to 1988 and 1991 New York convictions.
- Between September and November 2015 George filed five essentially identical motions; the district court denied the third motion on November 11, 2015 and warned further repetitive filings could lead to a filing injunction.
- George filed additional motions on November 17 and November 19, 2015, explicitly acknowledging the warning and asserting entitlement under various rules; the court reiterated its warning after denying relief.
- After a fifth duplicative motion, the district court entered an order enjoining George from filing future motions challenging his convictions without first obtaining leave of the district court.
- George appealed the injunction, arguing he was not given notice or an opportunity to be heard and contesting the merits of his motions; the Second Circuit reviewed for abuse of discretion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a district court may impose a filing injunction against a litigant for repetitive, frivolous filings | George argued he was not afforded proper notice and opportunity to be heard before the injunction | Parole (via DA) argued the court gave notice and opportunity and injunction was warranted to prevent abuse | Court held injunction was proper; no denial of due process and no abuse of discretion |
| Whether George’s repeated filings were sufficient to constitute "extraordinary circumstances" | George contended his filings invoked legitimate procedural and evidentiary rules | Respondent contended filings were duplicative, vexatious, and continued despite warnings | Court held repeated duplicative filings and continued filings after warnings demonstrated extraordinary circumstances |
| Whether lesser sanctions would suffice instead of an injunction | George implied less restrictive remedies could address concerns | Respondent argued injunction was necessary to prevent continued abuse and burden on court resources | Court applied Safir factors and found injunction appropriate and not an abuse of discretion |
| Whether merits of underlying habeas/reconsideration claims are before the court on this appeal | George sought review of merits along with injunction | Respondent limited appeal to injunction's validity | Court declined to reach merits; appeal limited to injunction issue |
Key Cases Cited
- Gollomp v. Spitzer, 568 F.3d 355 (2d Cir. 2009) (standard of review for filing injunctions)
- Milltex Indus. Corp. v. Jacquard Lace Co., Ltd., 55 F.3d 34 (2d Cir. 1995) (extraordinary circumstances standard for injunctions against filings)
- Safir v. U.S. Lines, Inc., 792 F.2d 19 (2d Cir. 1986) (factors court must consider before imposing filing restraints)
- Iwachiw v. N.Y.S. Dep’t of Motor Vehicles, 396 F.3d 525 (2d Cir. 2005) (requirement of notice and opportunity to be heard before filing injunction)
