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406 F. App'x 124
9th Cir.
2010
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Background

  • Swails sues the United States under the FTCA for medical treatment of a finger infection at a federally funded health center.
  • The treating clinician was a physician assistant (Somers) employed by the North Las Vegas Family Health Center, an FTCA facility.
  • Nevada law requires an affidavit of merit from a medical expert for medical malpractice claims filed in district court.
  • The district court dismissed Swails’s FTCA suit for failure to submit an affidavit of merit, without prejudice to amend.
  • Nevada defines medical malpractice to include acts by physicians and hospital employees; physician assistants fall within the definition of physician for these purposes.
  • The Nevada Supreme Court has held that a complaint filed without the supporting affidavit is void ab initio and cannot be amended.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Does the affidavit of merit requirement apply to Swails’s FTCA medical malpractice claim? Swails contends the requirement does not apply since suit is against the U.S., not a private physician or hospital. The claim is a medical malpractice claim under Nevada law; affidavit is required. Yes; affidavit required because Swails alleged medical malpractice.
Are physician assistants considered physicians for purposes of the medical malpractice affidavit requirement? Swails argues Somers, a PA, is not a ‘physician’ under Nevada law for malpractice purposes. Nevada defines physician to include physician assistants licensed under the relevant statutes; they are within the malpractice definition. Yes; PAs are physicians for malpractice purposes under Nevada law.
If the affidavit is missing, may the district court grant leave to amend or dismiss without prejudice? Swails argues dismissal without prejudice should allow amendment. Nevada law treats a complaint filed without an affidavit as void ab initio and cannot be amended. Dismissal without prejudice was proper.

Key Cases Cited

  • Washoe Med. Ctr. v. Second Judicial Dist. Court, 148 P.3d 790 (Nev. 2006) (void ab initio for lack of affidavit; cannot be amended)
  • McKay v. Bd. of Supervisors, 730 P.2d 438 (Nev. 1986) (plain-language statute governs interpretive intent)
  • Oki Semiconductor Co. v. Wells Fargo Bank, 298 F.3d 768 (9th Cir. 2002) (de novo review of district court dismissal)
Read the full case

Case Details

Case Name: George Swails v. United States
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Dec 14, 2010
Citations: 406 F. App'x 124; 09-17196
Docket Number: 09-17196
Court Abbreviation: 9th Cir.
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