Genetic Technologies Limited v. Merial L.L.C.
818 F.3d 1369
| Fed. Cir. | 2016Background
- GTG (Genetic Technologies Ltd.) sued Merial and Bristol-Myers Squibb, alleging infringement of U.S. Patent No. 5,612,179, which claims methods of detecting coding-region alleles by amplifying and analyzing linked non-coding DNA sequences.
- Claim 1 (representative) recites: (a) amplifying genomic DNA with a primer pair that spans a non-coding region in genetic linkage with a multi-allelic locus, and (b) analyzing the amplified sequence to detect the allele.
- The asserted technique relies on the natural phenomenon of linkage disequilibrium: certain non-coding sequences are predictive of nearby or linked coding-region alleles.
- District court dismissed GTG’s complaint under Rule 12(b)(6), holding claims 1–25 and 33–36 ineligible under 35 U.S.C. § 101 as directed to a law of nature; parties stipulated claim 1 is representative on appeal.
- The Federal Circuit applied the Mayo/Alice two-step framework, finding claim 1 directed to the natural law of linkage disequilibrium and that the claimed steps (PCR amplification and routine sequence analysis plus a mental comparison to detect an allele) were conventional and not an inventive application.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether claim 1 is directed to patent-eligible subject matter under 35 U.S.C. § 101 | GTG: Claim 1 is an application of laboratory techniques to analyze man-made amplified DNA to detect alleles; novelty lies in using non-coding sequences as surrogates for coding alleles, providing an inventive application. | Appellees: Claim 1 claims a natural law (linkage disequilibrium) and adds only routine, conventional lab steps and a mental comparison; thus ineligible under Mayo/Alice. | Held: Claim 1 is directed to a law of nature (linkage disequilibrium) and is therefore ineligible under § 101. |
| Whether the claimed additional steps supply an "inventive concept" sufficient to transform the natural law into a patent-eligible application | GTG: Amplifying and analyzing man-made amplified non-coding DNA to detect coding alleles was not previously done and supplies the inventive concept. | Appellees: Amplification (PCR) and sequence analysis were well-known, and the mental step of "detecting" the allele is a routine comparison/mental process; together they do not add an inventive concept. | Held: The amplification and analysis steps were routine and conventional; the mental comparison is not patent-eligible. The claim lacks the required inventive concept under step two. |
Key Cases Cited
- Mayo Collaborative Servs. v. Prometheus Labs., 566 U.S. 66 (2012) (establishes that a claim directed to a law of nature must include an inventive concept beyond routine, conventional steps)
- Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208 (2014) (articulates the two-step test for patent eligibility)
- Ass’n for Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576 (2013) (distinguishes patent-eligible cDNA from ineligible claims directed to naturally occurring DNA information)
- Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371 (Fed. Cir. 2015) (similar genetic-detection claims invalidated under Mayo/Alice)
- Gottschalk v. Benson, 409 U.S. 63 (1972) (laws of nature and mental processes are not patentable)
- Diamond v. Diehr, 450 U.S. 175 (1981) (process claims that apply a law of nature may be patent-eligible when they include an inventive application)
- Bilski v. Kappos, 561 U.S. 593 (2010) (limits abstract ideas as patentable subject matter)
- CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366 (Fed. Cir. 2011) (mental processes performed by the human mind are not patentable)
- In re BRCA1- & BRCA2-Based Hereditary Cancer Test, 774 F.3d 755 (Fed. Cir. 2014) (claims combining routine implementation with a simple comparison were ineligible)
- In re Roslin Inst. (Edinburgh), 750 F.3d 1333 (Fed. Cir. 2014) (distinguishes claims to newly created organisms/altered material from claims directed to naturally occurring information)
