313 Ga. 811
Ga.2022Background
- Plaintiff Robert Buchanan sued General Motors, LLC for wrongful death, alleging a defective steering-wheel angle sensor in a 2007 Chevrolet Trailblazer caused his wife’s fatal accident.
- Buchanan noticed the deposition of GM CEO Mary Barra, citing her congressional testimony and public statements about GM’s safety programs (including “Speak Up for Safety”).
- GM moved for a protective order under OCGA § 9-11-26(c), submitting Barra’s affidavit that she lacked personal, unique knowledge about the Trailblazer sensor or related investigations and arguing the deposition could be obtained by less intrusive means; GM relied on the federal “apex doctrine.”
- The trial court denied the protective order (ordered a 3-hour deposition in Detroit), and the Court of Appeals affirmed, rejecting mandatory application of the apex doctrine.
- The Georgia Supreme Court granted certiorari to decide what factors a trial court should consider when a protective order seeks to bar a high-ranking officer’s deposition and which party bears the burden of proof.
- The Court held that trial courts should consider apex-related factors (executive rank, lack of unique personal knowledge, availability of information from other sources) but decline to adopt a rule that creates a presumption or shifts the burden away from the movant; it vacated and remanded because the trial court failed to fully consider GM’s apex-based arguments.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Georgia should adopt the apex doctrine as a rule that presumptively protects high-ranking executives from deposition | Buchanan: No special rule needed; discovery is broad under OCGA § 9-11-26(b) | GM: Adopt apex doctrine (or variant) to bar/limit CEO depositions when CEO lacks unique knowledge | Court: Declined to adopt apex as a prescriptive or burden-shifting rule; courts may consider apex factors but no special presumption |
| Whether the trial court erred by refusing to apply apex-related considerations when ruling on GM’s protective order | Buchanan: Trial court permissibly rejected apex as mandatory | GM: Trial court failed to consider apex factors showing good cause for protection | Court: Trial court must consider apex factors and any other evidence of "good cause"; here it failed to fully do so; vacated and remanded |
| Which party bears the burden of proof on a motion for protective order involving a high-ranking executive | Buchanan: Burden should remain on movant seeking protection | GM: Sought a rule that effectively shifts burden to party seeking the deposition | Court: Movant seeking protection bears the burden to show good cause under OCGA § 9-11-26(c); no burden-shifting presumption permitted |
Key Cases Cited
- Tenet Healthcare Corp. v. Louisiana Forum Corp., 273 Ga. 206 (Ga. 2000) (Georgia law favors broad discovery under the Civil Practice Act)
- Bowden v. The Medical Center, Inc., 297 Ga. 285 (Ga. 2015) (trial courts should interpret relevance broadly in discovery)
- Serrano v. Cintas Corp., 699 F.3d 884 (6th Cir. 2012) (declining to adopt apex doctrine as a presumption and requiring particularized factual showing)
- Salter v. Upjohn Co., 593 F.2d 649 (5th Cir. 1979) (recognizing trial court discretion to limit depositions but not formalizing an apex rule)
- Thomas v. Int'l Bus. Machines, 48 F.3d 478 (10th Cir. 1995) (upholding protective order where corporate chairman lacked personal knowledge)
- Caldwell v. Church, 341 Ga. App. 852 (Ga. Ct. App. 2017) (conclusory statements insufficient to establish good cause for protective order)
