Garrett v. Commissioner of Social Security
5:14-cv-01066
N.D. OhioMay 6, 2015Background
- Plaintiff Kevin L. Garrett applied for SSI alleging disabling back/neck pain, COPD, depression/anxiety, and related limitations; ALJ denied benefits and Appeals Council declined review.
- Medical record shows lumbar and cervical degenerative changes, severe L5-S1 foraminal stenosis, COPD with at least one acute exacerbation requiring hospitalization, and conservative outpatient treatment including inhalers and periodic nebulizer prescriptions.
- Treating physician Dr. Schuster completed a November 2011 physical RFC limiting lifting, standing/walking, and many postural activities and restricting exposure to respiratory irritants; ALJ gave that opinion only some weight.
- At hearing Garrett testified he uses a nebulizer 5–6 times daily for 20–30 minutes each time and uses a cane at home; vocational expert (VE) testified such off-task time would preclude competitive employment.
- ALJ found Garrett had severe impairments but retained capacity for a limited range of light/sedentary work with restrictions (e.g., stand/walk 2 hours, sit 6 hours, avoid concentrated respiratory irritants, simple routine tasks) and relied on VE to find available jobs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether ALJ erred by not accounting for frequent nebulizer use in the RFC/hypothetical | Garrett: needs nebulizer 5–6 times/day for 20–30 minutes, which would make him off-task and preclude work | Commissioner: medical record does not corroborate frequency/duration or need to use nebulizer during work hours; ALJ not required to adopt unsubstantiated testimony | Court: ALJ did not err — claimant’s nebulizer testimony was not supported by medical evidence and ALJ permissibly discounted credibility; no RFC modification required |
| Whether ALJ erred by not accounting for occasional use of a cane | Garrett: cane use would interfere with required reaching/handling for identified jobs | Commissioner: no treating physician prescribed or established medical necessity for a cane; testimony equivocal | Court: ALJ did not err — only a single, non-specific note referenced cane use and claimant’s testimony was equivocal; ALJ reasonably omitted cane limitation |
| Whether the ALJ’s RFC and hypotheticals sufficiently captured Garrett’s limitations | Garrett: ALJ failed to include limitations the VE relied on to say employment would be precluded; RFC should reflect those limits | Commissioner: RFC incorporated supported limitations; hypotheticals need only include credible, supported restrictions | Court: ALJ’s RFC and hypotheticals were supported by the record and properly limited to credible, medically supported restrictions |
Key Cases Cited
- Elam v. Comm’r of Soc. Sec., 348 F.3d 124 (6th Cir. 2003) (review limited to whether ALJ’s findings are supported by substantial evidence)
- Rogers v. Comm’r of Soc. Sec., 486 F.3d 234 (6th Cir. 2007) (definition of substantial evidence)
- Cutlip v. Sec’y of Health & Human Servs., 25 F.3d 284 (6th Cir. 1994) (substantial evidence standard explained)
- Buxton v. Halter, 246 F.3d 762 (6th Cir. 2001) (ALJ decision need not be overturned simply because record could support contrary conclusion)
- Mullen v. Bowen, 800 F.2d 535 (6th Cir. 1986) (appellate courts may not substitute their judgment for ALJ within zone of choice)
- Varley v. Sec’y of Health & Human Servs., 820 F.2d 777 (6th Cir. 1987) (hypothetical to VE must include all limitations the ALJ accepts as true)
- Blacha v. Sec'y of Health & Human Servs., 927 F.2d 228 (6th Cir. 1990) (ALJ need not include unsubstantiated allegations in hypotheticals)
- Newkirk v. Shalala, 25 F.3d 316 (6th Cir. 1994) (VE testimony based on inadequate hypotheticals undermines decision)
