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517 F. App'x 240
5th Cir.
2013
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Background

  • Griffins entered a mortgage later assigned to CitiMortgage; the loan agreement contains a broad arbitration rider under FAA and NAF rules.
  • In 2006, CitiMortgage granted a loan modification; a post-modification misstatement underestimated principal by $32,356.30 and a corrected version was requested but not signed by Griffins, who refused and stopped paying.
  • CitiMortgage and Morris & Associates pursued foreclosure; Emily Courteau is listed as attorney for the mortgagees.
  • Griffins sued in Mississippi chancery court for fraud and breach of contract; the case was removed to federal court and compelled to arbitration.
  • While on appeal, NAF withdrew from consumer arbitration; the Fifth Circuit remanded to address NAF withdrawal effects on enforcement of arbitration.
  • District court dismissed for failure to prosecute after multiple counsel withdrawals and Griffins’ pro se objections; the court warned of dismissal and later dismissed the case; Griffins appeal the dismissal orders.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Was the Rule 41(b) dismissal for failure to prosecute proper? Griffins contend dismissal was improper and not justified by delay or conduct. CitiMortgage argues the district court properly dismissed due to extensive inaction and repeated guidance warnings. Yes, district court did not abuse discretion in dismissing for failure to prosecute.

Key Cases Cited

  • Link v. Wabash R.R. Co., 370 U.S. 626 (U.S. 1962) (abuse-of-discretion review and need to control litigation docket)
  • McCullough v. Lunaugh, 835 F.2d 1126 (5th Cir. 1988) (dismissal for failure to prosecute)
  • Pierce v. Underwood, 487 U.S. 552 (U.S. 1988) (supervision of litigation; abuse-of-discretion review context)
  • Rogers v. Kroger Co., 669 F.2d 317 (5th Cir. 1982) (presence of aggravating factors in delay)
  • Sealed Appellant v. Sealed Appellee, 452 F.3d 415 (5th Cir. 2006) (aggravating factors and personal responsibility for delay)
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Case Details

Case Name: Frederick Griffin v. ABN Amro Mortgage Grou
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Mar 18, 2013
Citations: 517 F. App'x 240; 12-60501
Docket Number: 12-60501
Court Abbreviation: 5th Cir.
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