753 F.3d 954
9th Cir.2014Background
- Burton was injured in a bicycle–automobile collision and retained Koch to file suit; liens were placed on Burton’s claim by Valley Hospital, which Infinity later acquired the right to collect from Burton’s settlement.
- Koch settled Burton’s claim for $185,000; settlement funds were placed in Koch’s client trust and Koch paid himself fees and costs.
- Bankruptcy proceedings were initiated; Infinity urged interpleader in state court, and Burton and Koch were not named as parties.
- Judge Israel held a status hearing; Gugino appeared for Infinity; the court questioned why funds were not fully interpled and considered a potential order to show cause.
- Gugino prepared a proposed order to show cause at the court’s direction; Koch objected on the basis of the automatic stay under 11 U.S.C. § 362.
- Judge Israel directed the preparation of an order; the draft was never filed and communications followed, culminating in Koch submitting a federal complaint alleging violations of the automatic stay.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether drafting an order for a judge grants absolute quasi-judicial immunity | Koch argues Gugino acted within judicial function and should have immunity. | Gugino argues immunity should not attach because the drafting was not a discretionary judicial act, even if at a judge’s direction. | No; Gugino is not entitled to absolute quasi-judicial immunity. |
Key Cases Cited
- In re Castillo, 297 F.3d 940 (9th Cir. 2002) (immunity extends to nonjudicial officers when performing judicial-function-like discretionary duties)
- Antoine v. Byers & Anderson, Inc., 508 U.S. 429 (Supreme Court 1993) (discretionary judgment required for immunity; not all judicial-related acts are protected)
- Mullis v. United States Bankruptcy Court for Dist. of Nev., 828 F.2d 1385 (9th Cir. 1987) (immunity for court officials acting under judicial direction where appropriate)
- Ferri v. Ackerman, 444 U.S. 193 (Supreme Court 1979) (attorneys acting as prosecutors or court officers are treated with special immunity limits)
- Moore v. Brewster, 96 F.3d 1240 (9th Cir. 1996) (law clerks can have immunity for duties intimately connected to judicial function)
- Kincaid v. Vail, 969 F.2d 594 (7th Cir. 1992) (officials acting at the behest of a judge may receive absolute immunity)
- Kalina v. Fletcher, 522 U.S. 118 (Supreme Court 1997) (focus on protecting the proper functioning of the judiciary, not the individual)
- Burns v. Reed, 500 U.S. 478 (Supreme Court 1991) (immunity extends to individuals when acting in judicial capacity to protect process)
- Forrester v. White, 484 U.S. 219 (Supreme Court 1988) (immunity limited to discretionary acts in judicial context)
- Castillo v. Castillo, 297 F.3d 940 (9th Cir. 2002) (functional approach to immunity: focus on function, not label)
