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Franklin v. Lucero
1:18-cv-01156
| D.N.M. | May 10, 2022
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Background:

  • Franklin, a New Mexico prisoner, was found guilty in a disciplinary hearing (Feb 22, 2017) of possessing escape paraphernalia and lost 90 days of earned good time.
  • He exhausted administrative remedies and pursued state habeas relief; state courts denied relief and Franklin filed a federal habeas petition construed under 28 U.S.C. § 2241.
  • Franklin alleges prison officials refused to produce or review video footage from the cell search that led to the misconduct report; he claims the video would show no search and no discovery of the documents.
  • Respondents offered no justification (e.g., safety or institutional concerns) for refusing video access and did not provide a summary or alternative evidence review.
  • The magistrate judge found a Wolff violation (denial of opportunity to present documentary evidence/witnesses), concluded the error was not harmless, recommended setting aside the disciplinary adjudication, remanding for a new Wolff-compliant hearing within 90 days, and restoring credits if no proper hearing is held.

Issues:

Issue Plaintiff's Argument Defendant's Argument Held
Whether refusal to produce/review videotapes violated due process Franklin: officials refused to review/produce videos; video would show no search and negate possession Respondents: withholding is permissible; even if video absent, Franklin possessed security-sensitive documents so result stands Violation found: unjustified refusal infringed Franklin's Wolff rights; videotape access was required or a substitute explanation/summary
Whether the constitutional error was harmless Franklin: video likely would exonerate him; error contributed to sanction Respondents: even if tape absent, possession of security-sensitive material supports sanctions (harmless) Not harmless: court concluded it was not beyond reasonable doubt that the error did not contribute to outcome; remand for new hearing
Whether the petition should be dismissed under abuse-of-the-writ doctrine Franklin: did not abuse writ; this petition was filed before the later Franklin II petition and involved different facts/events Respondents: petitions challenge related disciplinary matters arising in 2017 and thus amount to abuse Abuse-of-the-writ rejected: petition was first in time and distinct from Franklin II; even if doctrine could apply, cause and prejudice shown (claims were separate and some claims not exhausted when filed)

Key Cases Cited

  • Wolff v. McDonnell, 418 U.S. 539 (establishes due process protections for prison disciplinary proceedings)
  • Superintendent, Mass. Corr. Inst. v. Hill, 472 U.S. 445 (requires statement of evidence and reasons for disciplinary actions)
  • Howard v. U.S. Bureau of Prisons, 487 F.3d 808 (10th Cir.) (prisoners' right to evidence can be infringed when officials unjustifiably refuse video production)
  • Leatherwood v. Allbaugh, 861 F.3d 1034 (10th Cir.) (§ 2241 petitions reviewed de novo)
  • Neder v. United States, 527 U.S. 1 (harmless-error standard: conviction stands only if error did not contribute to result beyond a reasonable doubt)
  • Chapman v. California, 386 U.S. 18 (harmless-error standard in constitutional context)
  • McCleskey v. Zant, 499 U.S. 467 (abuse-of-the-writ doctrine described)
  • Daniels v. United States, 254 F.3d 1180 (10th Cir.) (cause and prejudice standard for abuse-of-the-writ)
  • Andrews v. Deland, 943 F.2d 1162 (10th Cir.) (petitioner must diligently investigate and include claims in first federal habeas petition)
  • Frady v. United States, 456 U.S. 152 (discusses prejudice standard in collateral attack contexts)
  • Hamm v. Saffle, 300 F.3d 1213 (10th Cir.) (challenge to loss of good-time credits is a § 2241 execution-of-sentence claim)
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Case Details

Case Name: Franklin v. Lucero
Court Name: District Court, D. New Mexico
Date Published: May 10, 2022
Docket Number: 1:18-cv-01156
Court Abbreviation: D.N.M.