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Florida Bar v. Roberto
59 So. 3d 1101
| Fla. | 2011
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Background

  • Roberto represented two female clients in separate criminal matters while admitting sexual relations with both.
  • No written fee agreements were entered with either client; Roberto did not collect monetary fees.
  • Roberto provided financial assistance outside the litigation scope to both clients (license fee, commissary deposits, clothing, groceries).
  • He used a client to solicit additional business, purchasing a cellular phone for referrals to other potential clients.
  • Referee found violations of 4-1.8(e) (Financial Assistance to a Client) and 4-7.4(a) (Solicitation); Bar petitioned for review.
  • Court held that 4-1.7(a) (Conflict of Interest) was also violated and imposed a one-year rehabilitative suspension.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did Roberto violate 4-1.7(a) conflict of interest? Bar: yes, conflicts existed due to sexual relations impairing judgment. Roberto: referee did not find a violation of 4-1.7(a). Yes; conflict of interest established; 4-1.7(a) violated.
Is probation for one year an adequate sanction? Bar: probation too lenient given misconduct; pattern supports harsher sanction. Roberto: probation deemed sufficient by referee. No; probation insufficient; rehabilitative suspension of one year imposed.
Should aggravating factors (pattern of misconduct) be considered? Bar: pattern shown by sexual relationships with two clients and financial assistance. Roberto: none offered through defense; referee did not treat pattern as aggravating. Yes; pattern properly considered as aggravating under 9.22(c).

Key Cases Cited

  • Fla. Bar v. Germain, 957 So.2d 613 (Fla. 2007) (aggravation/mitigation factors; standard of review for sanctions)
  • Fla. Bar v. Barrett, 897 So.2d 1269 (Fla. 2005) (emphasizes seriousness and deterrence in sanctioning)
  • Fla. Bar v. Rue, 643 So.2d 1080 (Fla. 1994) (rehabilitative suspension in ethical violations involving financial assistance)
Read the full case

Case Details

Case Name: Florida Bar v. Roberto
Court Name: Supreme Court of Florida
Date Published: Mar 3, 2011
Citation: 59 So. 3d 1101
Docket Number: No. SC09-1929
Court Abbreviation: Fla.