Florida Bar v. Roberto
59 So. 3d 1101
| Fla. | 2011Background
- Roberto represented two female clients in separate criminal matters while admitting sexual relations with both.
- No written fee agreements were entered with either client; Roberto did not collect monetary fees.
- Roberto provided financial assistance outside the litigation scope to both clients (license fee, commissary deposits, clothing, groceries).
- He used a client to solicit additional business, purchasing a cellular phone for referrals to other potential clients.
- Referee found violations of 4-1.8(e) (Financial Assistance to a Client) and 4-7.4(a) (Solicitation); Bar petitioned for review.
- Court held that 4-1.7(a) (Conflict of Interest) was also violated and imposed a one-year rehabilitative suspension.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Roberto violate 4-1.7(a) conflict of interest? | Bar: yes, conflicts existed due to sexual relations impairing judgment. | Roberto: referee did not find a violation of 4-1.7(a). | Yes; conflict of interest established; 4-1.7(a) violated. |
| Is probation for one year an adequate sanction? | Bar: probation too lenient given misconduct; pattern supports harsher sanction. | Roberto: probation deemed sufficient by referee. | No; probation insufficient; rehabilitative suspension of one year imposed. |
| Should aggravating factors (pattern of misconduct) be considered? | Bar: pattern shown by sexual relationships with two clients and financial assistance. | Roberto: none offered through defense; referee did not treat pattern as aggravating. | Yes; pattern properly considered as aggravating under 9.22(c). |
Key Cases Cited
- Fla. Bar v. Germain, 957 So.2d 613 (Fla. 2007) (aggravation/mitigation factors; standard of review for sanctions)
- Fla. Bar v. Barrett, 897 So.2d 1269 (Fla. 2005) (emphasizes seriousness and deterrence in sanctioning)
- Fla. Bar v. Rue, 643 So.2d 1080 (Fla. 1994) (rehabilitative suspension in ethical violations involving financial assistance)
