542 S.W.3d 143
Ark.2018Background
- Finch was tried by a Pulaski County jury and convicted of aggravated residential burglary, aggravated assault (family/household member), and first-degree terroristic threatening; a firearm enhancement and habitual-offender sentences produced life + 15 years and a $10,000 fine. Kidnapping count resulted in a mistrial (hung jury).
- Finch repeatedly sought to discharge appointed counsel and to proceed pro se (oral requests and a written Motion to Waive Counsel and Proceed Pro Se). The court ordered mental evaluations and found Finch disruptive; the court denied his requests to represent himself.
- During guilt-phase deliberations a juror (Juror 4) used his cell phone to look something up despite instructions not to research the case, then shared the information with fellow jurors; the court removed that juror and substituted an alternate but denied Finch’s mistrial motion and later denied a motion for new trial.
- After trial Finch filed a motion for new trial (and an amended motion attaching counsel’s affidavit recounting that Juror 4 had looked up the definition of “hung jury”); the court treated the amendment as a motion for reconsideration and denied relief.
- On appeal Finch argued (1) the court erred in refusing his requests to self-represent and (2) the court abused its discretion by denying mistrial and refusing to inquire of jurors about the extraneous information. The majority affirmed; one justice dissented, urging reversal and remand.
Issues
| Issue | Finch’s Argument | State’s Argument | Held |
|---|---|---|---|
| Denial of right to self-represent | Finch contends he made timely, unequivocal requests to proceed pro se and was entitled under Faretta; the court’s questioning was inadequate and denial reversible. | The court properly found requests not unequivocal and that Finch’s conduct (disruptive talking) could prevent fair, orderly exposition; competency inquiry was pending. | Affirmed: requests were not unequivocal and court could conclude Finch engaged in conduct that justified denial; competency concerns supported caution. |
| Juror misconduct (cell-phone research during deliberations) and denial of mistrial / inquiry | Finch argues the court abused discretion by denying mistrial and by not permitting questioning of jurors to show prejudice from extraneous information (definition of “hung jury”). | The State says Rule 606(b) limits inquiry into deliberations, no reasonable probability of prejudice shown, and juror testimony about deliberative matters is barred; trial court did not abuse discretion. | Affirmed: court erred in not conducting fuller inquiry but no reasonable probability of prejudice shown here (definition of “hung jury” unlikely to affect guilt); removal of juror and replacement with alternate sufficient. |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (recognition of constitutional right to self-representation)
- Mayo v. State, 336 Ark. 275 (requirements for waiver of counsel; competency and knowing waiver)
- Bledsoe v. State, 337 Ark. 403 (advice a court should give before accepting self-representation)
- Collins v. State, 338 Ark. 1 (factors for determining intelligent waiver of counsel)
- Holsombach v. State, 368 Ark. 415 (mistrial is drastic remedy; moving party must prove misconduct and reasonable possibility of prejudice)
- Dimas-Martinez v. State, 385 S.W.3d 238 (internet/email/social-media juror misconduct—caution about cell-phone access during deliberations)
- Franks v. State, 306 Ark. 75 (jurors’ independent dictionary research may not be prejudicial in every case)
- Davis v. State, 330 Ark. 501 (purpose of Rule 606(b) balancing secrecy of deliberations with correcting irregularities)
- Turner v. Louisiana, 379 U.S. 466 (verdict must be based solely on evidence presented in court)
- Patterson v. Colorado, 205 U.S. 454 (outside influences must not determine jury conclusions)
