Ferrando v. Commissioner of Social Security Administration
449 F. App'x 610
9th Cir.2011Background
- Ferrando appeals a district court grant of summary judgment in favor of the Commissioner denying disability benefits under Titles II and XVI.
- The court reviews for de novo error; denial stands unless not supported by substantial evidence or legal error.
- Ferrando argues a subsequent disability award constitutes new evidence requiring remand for reconsideration.
- The court addresses whether Ferrando waived merits and whether the treating psychiatrist’s opinion was properly weighed by the ALJ.
- The opinion concludes the ALJ erred by discounting the treating psychiatrist and reverses and remands for a determination of when mental impairments rendered Ferrando disabled, likely after April 2005 and before July 27, 2007.
- Concurrence notes disagreement on weight assigned to a treating psychiatrist and the treatment-history reasoning.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does a later disability award constitute new evidence requiring remand? | Ferrando contends subsequent award necessitates remand due to new evidence. | Different medical evidence and time period allow reconciliation without remand. | Remand not required; subsequent award not new evidence. |
| Did Ferrando waive his merits arguments about ALJ Ramsey's decision? | Ferrando preserved opportunity to review validity of the order. | District court review suffices; treating source generally preferred. | Ferrando did not waive his merits arguments. |
| Was the treating psychiatrist properly afforded weight relative to other medical opinions? | Treating psychiatrist's opinion should carry significant weight given longitudinal care. | The treating psychiatrist’s single visit can yield lesser weight. | Majority faults the ALJ for insufficiently justifying discounting the treating psychiatrist; reverses and remands. |
| Did the ALJ properly rely on Ferrando’s treatment history and subjective complaints? | The record supports reliance on subjective complaints and treatment history to assess impairment. | Lack of early treatment justified discounting mental health claims. | The court finds error in discounting subjective complaints and orders remand. |
Key Cases Cited
- Berry v. Astrue, 622 F.3d 1228 (9th Cir. 2010) (de novo review of substantial evidence standard)
- Bruton v. Massanari, 268 F.3d 824 (9th Cir. 2001) (new evidence in disability cases with different medical evidence/time period)
- Luna v. Astrue, 623 F.3d 1032 (9th Cir. 2010) (record can reconcile initial denial and subsequent award)
- Whittaker Corp. v. Execuair Corp., 953 F.2d 510 (9th Cir. 1992) (preserving appellate review on district court record)
- Regennitter v. Comm’r Soc. Sec. Admin., 166 F.3d 1294 (9th Cir. 1999) (critique of using lack of treatment to discredit mental complaints)
- Nguyen v. Chater, 100 F.3d 1462 (9th Cir. 1996) (mental illness underreporting and rationale for treatment-seeking behavior)
- Fair v. Bowen, 883 F.2d 597 (9th Cir. 1989) (evidence of lack of treatment as to discredit pain testimony)
- Widmark v. Barnhart, 454 F.3d 1063 (9th Cir. 2006) (crediting treating source opinions where appropriate)
- Chavez v. Bowen, 844 F.2d 691 (9th Cir. 1988) (presumption of continuing non-disability after initial finding)
- Tommasetti v. Astrue, 533 F.3d 1035 (9th Cir. 2008) (ALJ may reject based on discredited self-reporting)
- Holohan v. Massanari, 246 F.3d 1195 (9th Cir. 2001) (longitudinal picture and weight of treating opinions)
