Fairbank v. Ayers
650 F.3d 1243
9th Cir.2011Background
- Fairbank was convicted in 1985–86 of first-degree murder and related special circumstances in the Cheek murder and the Arlene G. assault.
- Prior to trial Fairbank sent letters to jailhouse informant Szymkiewicz seeking help to set up an alibi and to threaten witnesses; Massiah v. United States issues were raised.
- A Massiah hearing concluded Szymkiewicz was not a state agent; the letters were admitted at sentencing but the court curtailed their references.
- During sentencing defense strategy emphasized admitting guilt, remorse, and ability to be controlled in prison to argue death penalty was unnecessary; two experts and several lay witnesses were presented.
- Fairbank pled guilty after two days of trial; the prosecution dropped the attempted rape special circumstance and the court dismissed that charge.
- Fairbank challenged his conviction and sentence in federal habeas corpus under AEDPA; the district court granted summary judgment; the Ninth Circuit affirmed, holding no constitutional error established and applying procedural bar for prosecutorial misconduct and Massiah issues.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance for mitigating evidence | Fairbank argues counsel failed to uncover/invite mitigating brain damage, mental illness, substance abuse, and abuse history. | Counsel thoroughly investigated and strategically chose evidence; additional experts would be cumulative or harmful. | No relief; strategy and investigation were reasonable; no Strickland prejudice. |
| Aggravating/prejudicial evidence and witness strategy | Counsel's framing of ASPD and witnesses was prejudicial and ineffective. | Fricke's testimony and witnesses served a credible, strategic defense to show control in prison. | No Strickland violation; decisions were strategic and within reasonable professional judgment. |
| Advising guilty plea during trial | Advising a plea after two days of trial was ineffective and prejudicial. | Plea was a strategic move to limit adverse evidence and aid sentencing strategy. | No relief; plea decision was tactical and supported by the record. |
| Massiah violation (jailhouse informant) | State used informant to elicit statements violating Sixth Amendment right to counsel. | No state involvement; informant not a government agent; no deliberate elicitation. | No Massiah violation; district court did not err. |
| Prosecutorial misconduct—racial slur testimony | Attorney misconduct by eliciting racial slur from witness; requires review. | State court held procedural bar; no prejudice shown; not a basis for relief. | Procedural bar upheld; no prejudice shown sufficient for relief. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes performance and prejudice standard for ineffective assistance)
- Harrington v. Richter, 131 S. Ct. 770 (2011) (AEDPA deferential review in habeas cases; unreasonable application standard)
- Landrigan v. Totten? (Schriro v. Landrigan), 550 U.S. 465 (2007) (evidentiary hearing standard in habeas proceedings; can deny if record refutes allegations)
- Murray v. Carrier, 477 U.S. 478 (1986) (cause and prejudice test for procedural default)
- Belmontes v. Woodford, 130 S. Ct. 388 (2009) (mitigating evidence and jury considerations; no need for exponentially expanding mitigation)
